Jason M. Stewart
Professional summary
Jason Michael Stewart is a registered financial professional currently at COMPASS POINT RESEARCH & TRADING, LLC located in Washington, District Of Columbia.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2003. Jason has worked at 6 firms and has passed the Series 63, Series 87, Series 86, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Michael Stewart's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 10, 2025 - Present
COMPASS POINT RESEARCH & TRADING, LLC
Office #1: 1055 Thomas Jefferson Street, Nw Suite 303, Washington, DC 20007March 22, 2024 - November 6, 2025
JANNEY MONTGOMERY SCOTT LLC
October 15, 2019 - July 18, 2023
JONESTRADING
December 16, 2014 - December 16, 2014
COMPASS POINT ASSET MANAGEMENT, LLC
December 4, 2014 - October 20, 2015
COMPASS POINT ASSET MANAGEMENT, LLC
February 22, 2010 - October 20, 2015
COMPASS POINT RESEARCH & TRADING, LLC
February 28, 2006 - September 13, 2007
BARRIER INVESTMENTS, LLC
January 15, 2003 - August 19, 2005
B. RILEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/10/2025)
(11/10/2025)
Exams
FINRA
Nasdaq Stock Market
Current Firm
COMPASS POINT RESEARCH & TRADING, LLC
CRD#: 126258 / SEC#: , 8-65866
Contact information
FINRA licenses (33 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOONER HOLDINGS, LLC | HOLDING COMPANY | |
| DOERR, MANDY MULLER | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP) | 4988605 |
| DREYER, SCOTT ERIC | EXECUTIVE CHAIRMAN | 717434 |
| GRANT, KEVIN STEWART | CHIEF COMPLIANCE OFFICER | 6383394 |
| HAYES, BURKE FROST JR | CEO | 3211858 |
| NEALON, CHRISTOPHER ALLEN | CHIEF OPERATING OFFICER | 2447167 |
| NICOLL, ROBERT ANDREW | MEMBER | 2826685 |
| SHEEDY, THOMAS WILLIAM | MEMBER | 1777044 |
Red Flags
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