Martin L. Livingston

BUTLER CAPITAL PARTNERS

OLD WESTBURY, NY

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CRD#: 3137821

Professional summary

Martin L Livingston, who also goes by Martin L Livingston, Martin Livingston, is a registered financial professional currently at BUTLER CAPITAL PARTNERS located in Old Westbury, New York.

Martin is registered as a RR (Registered Representative) and started their career in finance in 1998. Martin has worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Martin L Livingston | Martin Livingston

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Martin L Livingston's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 24, 2025 - Present

BUTLER CAPITAL PARTNERS

CRD#: 114242

OLD WESTBURY, NY

Past

May 15, 2024 - November 14, 2024

C. L. KING & ASSOCIATES, INC.

CRD#: 6183

HOBOKEN, NJ

Past

November 28, 2022 - January 3, 2024

BERENBERG CAPITAL MARKETS LLC

CRD#: 156757

NEW YORK, NY

Past

February 25, 2021 - November 25, 2022

SCOTIA CAPITAL (USA) INC.

CRD#: 2739

NEW YORK, NY

Past

July 20, 2020 - January 27, 2021

CLEAR STREET LLC

CRD#: 288933

NEW YORK, NY

Past

March 6, 2009 - November 8, 2019

MACQUARIE CAPITAL (USA) INC.

CRD#: 36368

NEW YORK, NY

Past

April 3, 2006 - March 9, 2009

STANFORD GROUP COMPANY

CRD#: 39285

NEW YORK, NY

Past

February 11, 2004 - July 22, 2005

RBC CAPITAL MARKETS CORPORATION

CRD#: 6579

NEW YORK, NY

Past

February 2, 2004 - February 12, 2004

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

March 2, 2000 - January 22, 2004

SOUNDVIEW TECHNOLOGY CORPORATION

CRD#: 15425

OLD GREENWICH, CT

Past

December 14, 1998 - October 4, 1999

ROSENBLATT SECURITIES INC.

CRD#: 18377

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(3/24/2025)

New Jersey
(3/24/2025)

New York
(3/24/2025)

Texas
(3/24/2025)

Exams

State Security Law Exam

Series 63

Date: 12/29/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 8/29/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 12/2/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BUTLER CAPITAL PARTNERS

BUTLER CAPITAL INVESTMENTS, LLC | NORTH CREEK BUTLER | BUTLER CAPITAL PARTNERS

CRD#: 114242 / SEC#: , 8-53413

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

326 Centre Island Road, Oyster Bay, NY 11771

Mailing Address

Po Box 1358, Bayville, NY 11709

Phone number

(516) 333-2100

Established

New York since 04/16/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (22 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BUTLER, R ALAN JR	MANAGING MEMBER	1049661
KEMPER, ANTOINE CLAUDE JR	COO	1395246
KLICK, ANDREW SCOTT	CHIEF COMPLIANCE OFFICER	2186884
RIP, OLGA	FINANCIAL AND OPERATIONAL PRINCIPAL (FINOP)/CHIEF FINANCIAL OFFICER (CFO)	5440553

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Martin L. Livingston

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Martin L Livingston's CRS (Customer Relationship Summary).

Certified licenses

Experience

C. L. KING & ASSOCIATES, INC.

BERENBERG CAPITAL MARKETS LLC

SCOTIA CAPITAL (USA) INC.

CLEAR STREET LLC

MACQUARIE CAPITAL (USA) INC.

STANFORD GROUP COMPANY

RBC CAPITAL MARKETS CORPORATION

RBC CAPITAL MARKETS, LLC

SOUNDVIEW TECHNOLOGY CORPORATION

ROSENBLATT SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/29/2003

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 8/29/2000

Series 7

Date: 12/2/1998

FINRA

Current Firm

BUTLER CAPITAL PARTNERS

Contact information

FINRA licenses (22 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BUTLER CAPITAL PARTNERS

TRUST BUT VERIFY

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