Amy K. Webster

CETERA INVESTMENT ADVISERS LLC

WOODSTOCK, GA 30188

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CRD#: 3137487

Professional summary

Amy Kaler Webster, who also goes by Amy Gwyn Kaler, Amy K Webster, Amy Kaler Webster, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Woodstock, Georgia and CETERA INVESTMENT SERVICES LLC located in Woodstock, Georgia.

Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Amy has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amy Gwyn Kaler | Amy K Webster | Amy Kaler Webster

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Kaler Webster's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 21, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 12175 Highway 92, Woodstock, GA 30188

RIA

CRD#: 105644

WOODSTOCK, GA

Current

April 17, 2025 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 12175 Highway 92, Woodstock, GA 30188

CRD#: 15340

WOODSTOCK, GA

Past

October 27, 2021 - February 6, 2025

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

ATLANTA, GA

Past

October 26, 2021 - February 6, 2025

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

March 16, 2021 - August 4, 2021

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

ALPHARETTA, GA

Past

March 10, 2021 - August 3, 2021

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

ALPHARETTA, GA

Past

September 9, 2020 - February 11, 2021

REGISTER FINANCIAL ADVISORS, LLC

RIA

CRD#: 143884

ATLANTA, GA

Past

September 8, 2020 - February 11, 2021

REGISTER FINANCIAL ASSOCIATES, INC.

CRD#: 30568

ATLANTA, GA

Past

July 27, 2015 - March 25, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ROSWELL, GA

Past

June 7, 2007 - March 25, 2020

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ROSWELL, GA

Past

December 14, 1998 - February 7, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/21/2025)

Georgia
(4/21/2025)

IAR

Georgia
(4/21/2025)

Kentucky
(5/9/2025)

Maine
(5/16/2025)

North Carolina
(4/21/2025)

South Carolina
(4/24/2025)

Tennessee
(4/22/2025)

Virginia
(6/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/5/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/24/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/9/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/9/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Amy K. Webster

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Kaler Webster's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

REGISTER FINANCIAL ADVISORS, LLC

REGISTER FINANCIAL ASSOCIATES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/5/2015

Series 63

Date: 12/24/1998

SIE

Date: 10/1/2018

Series 7

Date: 7/9/2009

Series 6

Date: 12/9/1998

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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