EF
Edmund A. Fortier
KESTRA ADVISORY SERVICES
WOODSTOCK, GA 30188
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CRD#: 3136335
EF
Professional summary
Edmund Alan Fortier, CFP®, who also goes by Ed Fortier, Edmund Alan Fortier Mr, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Woodstock, Georgia and KESTRA INVESTMENT SERVICES, LLC located in Woodstock, Georgia.
Edmund is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Edmund has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ed Fortier | Edmund Alan Fortier Mr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Strategic Stewardship Investment Related: Yes Address: 3215 S Cherokee Lane S-1630 Woodstock GA 30188 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Contractor Start Date: 9/1/2014 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Service my clients by using the available IAR related services of NFP. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Strategic Stewardship Investment Related: No Address: 3215 S. Cherokee Lane S-1630 Woodstock GA 30188 Nature of Business: Consulting Position, Title or Relationship: I have received formal training in using and delivering the Value Builder System (https://valuebuildersystem.com), and pay a monthly subscription to have access to these resources. Start Date: 2/1/2018 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: I provide all the Value Builder System resources to the business owner client and "coach" them thru the entire 12-module process Business Name: (PROPOSED) TRUSTEE FOR JEFF MATTHEWS TESTAMENTARY TRUST POSITION: Trustee NATURE: legal/Attorney/Trustee/Executor INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 07/24/2023 ADDRESS: 5658 Forkwood Trace NW, Acworth GA 30101 DESCRIPTION: As Trustee I am responsible for managing all Trust assets for the benefit of the beneficiaries, which would include maintaining and paying all costs associated with managing a residence, raw land, and investment accounts. SANCTUARY CHURCH STEWARDSHIP TEAM POSITION: Committee member of 3 subcommittees: Finance, Facilities, Personnel NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 700 Mars Hill Rd, Kennesaw GA 30152, United States DESCRIPTION: The Stewardship Team meets quarterly to assess how the church is stewarding it's people, facilities, and finances. Various subcommittees will meet in between the quarterly meetings, at the Elder Board's request, to more closely review specific topics and issues, and provide recommendations accordingly.
CRS (Client Relationship Summary) - RIA
Click below to view Edmund Alan Fortier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 27, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 3221 S. Cherokee Lane Ste. 1810, Woodstock, GA 30188RIA
CRD#: 283330
WOODSTOCK, GA
Current
August 26, 2014 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 3215 S Cherokee Lane, Suite 1630, Woodstock, GA 30188BD
CRD#: 42046
Woodstock, GA
Past
August 28, 2014 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
April 27, 2011 - August 27, 2014
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
ATLANTA, GA
Past
April 20, 2011 - August 27, 2014
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
ATLANTA, GA
Past
April 9, 2010 - February 4, 2011
PERSIUM ADVISORS, LLC
RIA
CRD#: 128335
ATLANTA, GA
Past
November 14, 2005 - April 19, 2010
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
ATLANTA, GA
Past
November 11, 2005 - April 19, 2010
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ATLANTA, GA
Past
April 17, 2003 - October 24, 2005
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
KENNESAW, GA
Past
October 30, 1998 - October 24, 2005
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/9/2019)
RR
Arizona(1/7/2015)
RR
California(3/12/2021)
RR
Georgia(8/28/2014)
IAR
Georgia(4/27/2016)
RR
New Mexico(1/17/2025)
RR
North Carolina(5/22/2025)
RR
South Carolina(8/14/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
