Ian T. Macgilvray

ROBINHOOD SECURITIES

Lake Mary, FL 32746

Some features on this profile are disabled

CRD#: 3136198

Professional summary

Ian Thomas Macgilvray, who also goes by Ian T Macgilway, is a registered financial professional currently at ROBINHOOD SECURITIES, LLC located in Lake Mary, Florida.

Ian is registered as a RR (Registered Representative) and started their career in finance in 1998. Ian has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ian T Macgilway

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ian Thomas Macgilvray's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 8, 2019 - Present

ROBINHOOD SECURITIES, LLC

Office #1: 500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

CRD#: 287900

Lake Mary, FL

Past

October 3, 2014 - December 10, 2018

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

JACKSONVILLE, FL

Past

June 14, 2011 - July 24, 2014

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

May 8, 2006 - July 11, 2011

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

January 7, 2003 - May 1, 2006

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

October 28, 1998 - May 1, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/8/2019)

Exams

State Security Law Exam

Series 63

Date: 7/20/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/28/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/22/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ROBINHOOD SECURITIES, LLC

CRD#: 287900 / SEC#: , 8-69916

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Mailing Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Phone number

(650) 761-7789

Established

Delaware since 10/27/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ROBINHOOD MARKETS, INC	MEMBER
BILLINGS, MATTHEW JOHN	PRESIDENT, CHIEF EXECUTIVE OFFICER	1915377
CAVALLARO, ANTHONY JOSEPH	CHIEF COMPLIANCE OFFICER	1607925
GALVIN, SCOT SEAN	CHIEF OPERATING OFFICER, AND PRINCIPAL OPERATIONS OFFICER	3226179
KELATI, DANIEL T	CHIEF FINANCIAL OFFICER AND FINOP	3103432
QUIRK, STEVEN MARK	MANAGER	2728768
SUBRAMANIAN, SIVARAMAKRISHNAN	MANAGER	7339479

Disclosures

Regulatory Event	2
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Milazzo

LPL FINANCIAL LLC

IAR

SOUTHPORT, NC

Eric Dupre

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN

Bradley Meister

KOVACK ADVISORS, INC.

IAR

NAPOLEON, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ian T. Macgilvray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ian Thomas Macgilvray's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEUTSCHE BANK SECURITIES INC.

BARCLAYS CAPITAL INC.

MORGAN STANLEY & CO. LLC

UBS SECURITIES LLC

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/20/2006

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/28/1999

Series 24

Date: 8/22/2007

FINRA

Current Firm

ROBINHOOD SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ROBINHOOD SECURITIES, LLC

TRUST BUT VERIFY

Similar Advisors