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Ian Thomas Macgilvray

ROBINHOOD SECURITIES
Lake Mary, FL
·CRD# 3136198·28 years experience

Professional Summary

Ian Thomas Macgilvray, who also goes by Ian T Macgilway, is a registered financial advisor currently at ROBINHOOD SECURITIES, LLC located in Lake Mary, Florida. Ian is registered as a RR (Registered Representative) and started their career in finance in 1998. Ian has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ian T Macgilway

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

ROBINHOOD SECURITIES, LLC·CRD# 287900
BD
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746
February 8, 2019 - Present
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
Jacksonville, FL
October 3, 2014 - December 10, 2018
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
June 14, 2011 - July 24, 2014
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
May 8, 2006 - July 11, 2011
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
January 7, 2003 - May 1, 2006
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
October 28, 1998 - May 1, 2006

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Current Firm

RS
ROBINHOOD SECURITIES, LLC

ROBINHOOD SECURITIES, LLC

CRD#: 287900 / SEC#: 8-69916
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Mailing Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Phone Number

(650) 761-7789

Established

Delaware since 10/27/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ROBINHOOD MARKETS, INCMEMBER—
BILLINGS, MATTHEW JOHNPRESIDENT, CHIEF EXECUTIVE OFFICER1915377
CAVALLARO, ANTHONY JOSEPHCHIEF COMPLIANCE OFFICER1607925
KELATI, DANIEL TCHIEF FINANCIAL OFFICER AND FINOP3103432
QUIRK, STEVEN MARKMANAGER2728768
SCHAFFER, VINCENTCHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER5353999

Disclosures

Regulatory Event

2

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(2/8/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2006About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1999About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2007About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ian Thomas Macgilvray's CRS (Customer Relationship Summary).

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