Christopher P. Spires

PERIGON WEALTH MANAGEMENT

Atlanta, GA 30309

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CRD#: 3135732

Professional summary

Christopher Paine Spires, who also goes by Christopher Spires, is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in Atlanta, Georgia and PURSHE KAPLAN STERLING INVESTMENTS located in Atlanta, Georgia.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher Spires

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Paine Spires's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 7, 2021 - Present

PERIGON WEALTH MANAGEMENT, LLC

Office #1: 1776 Peachtree Street Nw Suite 620s, Atlanta, GA 30309

RIA

CRD#: 131037

Atlanta, GA

Current

November 30, 2021 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 1776 Peachtree St. Nw Suite 620 South, Atlanta, GA 30309

CRD#: 35747

Atlanta, GA

Past

July 3, 2013 - December 2, 2021

BISON WEALTH, LLC

RIA

CRD#: 165931

ATLANTA, GA

Past

June 21, 2013 - November 29, 2021

STONEX SECURITIES INC.

CRD#: 18456

ATLANTA, GA

Past

November 2, 2010 - December 19, 2013

LAKEVIEW CAPITAL MANAGEMENT LLC

RIA

CRD#: 150966

ATLANTA, GA

Past

January 5, 2010 - July 22, 2013

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

June 1, 2009 - January 11, 2010

MORGAN STANLEY

RIA

CRD#: 149777

ATLANTA, GA

Past

June 1, 2009 - January 11, 2010

MORGAN STANLEY

CRD#: 149777

ATLANTA, GA

Past

June 25, 2003 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ATLANTA, GA

Past

June 25, 2003 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ATLANTA, GA

Past

March 18, 2003 - July 10, 2003

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

ATLANTA, GA

Past

December 2, 1998 - July 10, 2003

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PERIGON WEALTH MANAGEMENT, LLC

CRD#: 131037 / SEC#: 801-62988

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/30/2021)

Florida
(11/30/2021)

Georgia
(11/30/2021)

IAR

Georgia
(12/7/2021)

North Carolina
(11/30/2021)

South Carolina
(11/22/2022)

Virginia
(11/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/31/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/2/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/14/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/24/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PERIGON WEALTH MANAGEMENT, LLC

CRD#: 131037 / SEC#: 801-62988

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

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Contact information

Main Address

201 Mission Street Suite 1825, San Francisco, CA 94105

Mailing Address

Phone number

(877) 977-2555

Established

Firm type

Fiscal year end

# of Employees

141

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PERIGON WRAP FEE PROGRAM BROCHURE (3/28/2025)

PERIGON DISCLOSURE BROCHURE AND PRIVACY POLICY (3/28/2025)

Regulatory assets under management

Total Number of Accounts	15,456
AUM (Assets Under Management)	$ 8,714,418,958

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2026	Cover Page	Report
09/24/2024	Cover Page	Report
10/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher P. Spires

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Paine Spires's CRS (Customer Relationship Summary).

Certified licenses

Experience

PERIGON WEALTH MANAGEMENT, LLC

PURSHE KAPLAN STERLING INVESTMENTS

BISON WEALTH, LLC

STONEX SECURITIES INC.

LAKEVIEW CAPITAL MANAGEMENT LLC

TRIAD ADVISORS LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

PERIGON WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/31/2004

Series 63

Date: 12/2/1998

SIE

Date: 10/1/2018

Series 31

Date: 2/14/2005

Series 7

Date: 11/24/1998

FINRA

Current Firm

PERIGON WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PERIGON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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