CS
Christopher P. Spires
PERIGON WEALTH MANAGEMENT
Atlanta, GA 30309
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CRD#: 3135732
CS
Professional summary
Christopher Paine Spires, who also goes by Christopher Spires, is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in Atlanta, Georgia and PURSHE KAPLAN STERLING INVESTMENTS located in Atlanta, Georgia.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christopher Spires
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) CHRIS SPIRES INVESTMENTS, LLC; INVESTMENT RELATED; Atlanta, GA 30327; PASSTHROUGH ENTITY FOR RECEIVING FEE INCOME FROM RIA; PRESIDENT/OWNER; 1/1/13; 1HRS/MONTH; 1 HRS/MONTH; THIS IS ONLY AN LLC TO BE PAID MY FEE INCOME GENERATED THROUGH MY RIA RELATIONSHIP. 2.) Mr. Spires is dually-registered with Perigon Wealth Management and Purshe Kaplan Sterling Investments, Inc. ("PKS".) Mr. Spires has served as an investment advisor representative for Perigon Wealth Management LLC since 12/01/2021 and as a registered representative with PKS since 11/30/2021. Business is conducted from Registered Branch Office location. Approximately 90% of Mr. Spires's time is spent as an investment advisor representative and the balance as a registered representative. 3.) Fixed Insurance. Investment Related. At Registered Branch Office location. Fixed/Traditional Insurance. Agent. 11/2021. 1 Hr/Mo; All During Trading Hours. Sales of Fixed / Traditional Insurance Products. 4.) PKS Financial. Investment Related. 80 State Street, Albany, NY 12207. Fixed / Traditional Insurance. Agent. 2 Hrs/Mo; All During Trading Hours. Sales of Fixed / Traditional Insurance Products.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Paine Spires's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 7, 2021 - Present
PERIGON WEALTH MANAGEMENT, LLC
Office #1: 1776 Peachtree Street Nw Suite 620s, Atlanta, GA 30309RIA
CRD#: 131037
Atlanta, GA
Current
November 30, 2021 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 1776 Peachtree St. Nw Suite 620 South, Atlanta, GA 30309BD
CRD#: 35747
Atlanta, GA
Past
July 3, 2013 - December 2, 2021
BISON WEALTH, LLC
RIA
CRD#: 165931
ATLANTA, GA
Past
June 21, 2013 - November 29, 2021
STONEX SECURITIES INC.
BD
CRD#: 18456
ATLANTA, GA
Past
November 2, 2010 - December 19, 2013
LAKEVIEW CAPITAL MANAGEMENT LLC
RIA
CRD#: 150966
ATLANTA, GA
Past
January 5, 2010 - July 22, 2013
TRIAD ADVISORS LLC
BD
CRD#: 25803
ATLANTA, GA
Past
June 1, 2009 - January 11, 2010
MORGAN STANLEY
RIA
CRD#: 149777
ATLANTA, GA
Past
June 1, 2009 - January 11, 2010
MORGAN STANLEY
BD
CRD#: 149777
ATLANTA, GA
Past
June 25, 2003 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
ATLANTA, GA
Past
June 25, 2003 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
ATLANTA, GA
Past
March 18, 2003 - July 10, 2003
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
ATLANTA, GA
Past
December 2, 1998 - July 10, 2003
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/30/2021)
RR
Florida(11/30/2021)
RR
Georgia(11/30/2021)
IAR
Georgia(12/7/2021)
RR
North Carolina(11/30/2021)
RR
South Carolina(11/22/2022)
RR
Virginia(11/30/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
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Contact information
Main Address
201 Mission Street Suite 1825, San Francisco, CA 94105
Mailing Address
Phone number
(877) 977-2555
Established
Firm type
Fiscal year end
# of Employees
141
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,456 |
| AUM (Assets Under Management) | $ 8,714,418,958 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2024 | ||
| 10/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
