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MM

Margaret A. Mcwilliams

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CRD#: 3135653
MM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Margaret Ann Mcwilliams was a registered financial professional .

Margaret is a previously registered financial professional and started their career in finance in 1999. Margaret had worked at 3 firms and has passed the Series 63, SIE and Series 52 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 18, 2002 - November 11, 2020

BRANDIS TALLMAN LLC

BD
CRD#: 120889
SAN FRANCISCO, CA
Past

March 13, 2000 - February 19, 2002

IBIS SECURITIES, LLC

BD
CRD#: 38538
WALNUT CREEK, CA
Past

January 6, 1999 - March 6, 2000

MARK PRESSMAN ASSOCIATES AND/OR MPA

BD
CRD#: 22089
SAN FRANCISCO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 10/26/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


BT
BRANDIS TALLMAN LLC
BRANDIS TALLMAN LLC

CRD#: 120889 / SEC#: , 8-65353

BD
Terminated by SEC on 11/15/2020
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Contact information


Main Address
Mailing Address
Phone number
Established
California since 02/26/2002
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
BRANDIS, RICHARD STEPHENPRESIDENT1242191
TALLMAN, NICOLE NANNETTECEO, CCO2398720
KIERNAN, DANIEL FRANCISCFO, F&O PRINCIPAL1874759

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BRANDIS TALLMAN LLC

CRD#: 120889

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