Devindra H. Paul
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Devindra H Paul, who also goes by Dave Paul, Deuindra Homchand Paul, Devindra Homchand Paul, was a registered financial professional .
Devindra is a previously registered financial professional and started their career in finance in 1998. Devindra had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 24, 2019 - July 18, 2023
VOYA FINANCIAL PARTNERS, LLC
November 30, 2009 - November 22, 2019
EMPOWER FINANCIAL SERVICES, INC.
February 25, 2008 - October 27, 2009
MISSIONSQUARE INVESTMENT SERVICES
November 20, 1998 - October 8, 2007
EMPOWER FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
