Brian M. Vanselow
Professional summary
Brian Michael Vanselow is a registered financial professional currently at FIRST TRUST PORTFOLIOS L.P. located in Wheaton, Illinois.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1998. Brian has worked at 11 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Michael Vanselow's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2025 - Present
FIRST TRUST PORTFOLIOS L.P.
Office #1: 120 E. Liberty Drive Suite 400, Wheaton, IL 60187March 14, 2023 - March 18, 2025
BREAN CAPITAL, LLC
April 13, 2022 - April 17, 2023
HILLTOP SECURITIES INC.
April 24, 2018 - April 7, 2022
MESIROW FINANCIAL, INC.
October 20, 2014 - March 27, 2018
MIZUHO SECURITIES USA LLC
June 10, 2013 - August 21, 2014
CRT CAPITAL GROUP LLC
April 13, 2011 - June 14, 2013
SANDLER, O'NEILL & PARTNERS, L.P.
June 10, 2010 - April 7, 2011
BRAVER STERN SECURITIES LLC
July 7, 2008 - June 16, 2010
GUGGENHEIM SECURITIES, LLC
June 26, 2001 - June 19, 2008
J.P. MORGAN SECURITIES LLC
December 10, 1998 - October 29, 1999
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/6/2025)
Exams
FINRA
Current Firm
FIRST TRUST PORTFOLIOS L.P.
CRD#: 28519 / SEC#: , 8-43843
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRACE PARTNERS OF DUPAGE L.P. | LIMITED PARTNER | |
| BOWEN, JAMES ALLEN | CHIEF EXECUTIVE OFFICER | 1123316 |
| BOWEN, MARISA ANN | MANAGING DIRECTOR | 1949032 |
| DYKAS, JAMES MARTIN | CHIEF FINANCIAL OFFICER / MANAGING DIRECTOR | 2264809 |
| JACKSON, ERIK SOREN | CHIEF COMPLIANCE OFFICER | 2950559 |
| JARDINE, WILLIAM SCOTT | GENERAL COUNSEL | 2609233 |
| MCGAREL, DAVID GERARD | MANAGING DIRECTOR | 2945880 |
| MCGAREL, DAVID GERARD | CHIEF OPERATING OFFICER | 2945880 |
| ROGGENSACK, ANDREW SCOTT | PRESIDENT | 1582059 |
| THE CHARGER CORPORATION | GENERAL PARTNER |
Disclosures
| Regulatory Event | 4 |
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