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AL

Anne B. Lambert

Some features on this profile are disabled
CRD#: 3135343
AL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anne Belford Lambert, who also goes by Anne B Lambert, was a registered financial professional .

Anne is a previously registered financial professional and started their career in finance in 1998. Anne had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Anne B Lambert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) - 01/29/2004- DAGHER LAMBERT FINANCIAL LLC- OTHER-BUSINESS ENTITY FOR ACCOUNTING PURPOSES-FOR ACCOUNTING PURPOSES ONLY-BAYSHORE, NY. (2)- 01/29/2004- DBA ONLY DAGHER LAMBERT FINANCIAL SERVICES- DAGHER LAMBERT FINANCIAL SERVICES-BAYSHORE, CA. (3) - 03/14/2006- NON-VARIABLE INSURANCE-TERM LIFE INSURANCE LTC INSURANCE FIXED ANNUITIES SECOND TO DIE LIFE INSURANCE-TIME SPENT 1%-BAYSHORE, CA. (4)- 03/14/2006- DAGHER LAMBERT FINANCIAL SERVICES LLC- NON-VARIABLE INSURANCE-IF OUR CLIENT HAS ANY INSURANCE NEEDS WE WILL DO AN ILLUSTRATION FOR THEM,- TIME SPENT 1% - BAYSHORE, CA. (5) 11/13/2019 - Flynn Zito Capital Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/06/2019 - 100 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through Flynn Zito Capital Management, an independent investment advisor firm. I started this business activity in 9/2019. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 29, 2021 - December 31, 2024

FLYNN ZITO CAPITAL MANAGEMENT, LLC

RIA
CRD#: 152689
Bay Shore, NY
Past

February 15, 2006 - September 13, 2021

LPL FINANCIAL LLC

RIA
CRD#: 6413
GARDEN CITY, NY
Past

June 4, 1999 - December 26, 2024

LPL FINANCIAL LLC

BD
CRD#: 6413
GARDEN CITY, NY
Past

January 13, 1999 - June 14, 1999

PRIME CAPITAL SERVICES, INC.

BD
CRD#: 18334
POUGHKEEPSIE, NY
Past

October 29, 1998 - January 13, 1999

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FZ
FLYNN ZITO CAPITAL MANAGEMENT, LLC
FLYNN ZITO CAPITAL MANAGEMENT, LLC | FZCM

CRD#: 152689 / SEC#: 801-71111

RIA
Registered Investment Advisory firm - (2/22/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/23/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/28/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/5/1999
General Securities Principal Examination

Current Firm

FZ
FLYNN ZITO CAPITAL MANAGEMENT, LLC
FLYNN ZITO CAPITAL MANAGEMENT, LLC | FZCM

CRD#: 152689 / SEC#: 801-71111

RIA
Registered Investment Advisory firm - (2/22/2010 Approved)
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Contact information

Main Address
585 Stewart Ave Suite 620, Garden City, NY 11530
Mailing Address
Phone number
(516) 746-9000
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FZCM - ADV PART 2A: FIRM BROCHURE (3/7/2025)

Regulatory assets under management

Total Number of Accounts1,823
AUM (Assets Under Management)$ 672,264,058

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FLYNN ZITO CAPITAL MANAGEMENT, LLC

CRD#: 152689

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