Kathryn C. Mcneely

JOURNEY ADVISORY GROUP

TEMPLE, TX 76502

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CRD#: 3135273

Professional summary

Kathryn C Mcneely, who also goes by Kathryn Ekrut, is a registered financial advisor currently at JOURNEY ADVISORY GROUP, LLC located in Temple, Texas.

Kathryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Kathryn has worked at 6 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kathryn Ekrut

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 11/2013 Member of Total Retirements, LLC., a DBA of Lang Advisors, LLC. Is Investment Related. 2207 Bird Creek, Temple, TX 76502. Provide client service for financial planning and investment management. 160 hours a month, mostly during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn C Mcneely's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2020 - Present

JOURNEY ADVISORY GROUP, LLC

Office #1: 2207 Birdcreek Dr., Temple, TX 76502

RIA

CRD#: 171919

TEMPLE, TX

Past

August 14, 2019 - February 3, 2020

CHANNEL ISLANDS GROUP

RIA

CRD#: 168868

TEMPLE, TX

Past

August 3, 2011 - April 22, 2013

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

TEMPLE, TX

Past

July 28, 2011 - December 5, 2013

LPL FINANCIAL LLC

CRD#: 6413

TEMPLE, TX

Past

January 2, 2002 - August 1, 2011

SECURITIES AMERICA, INC.

CRD#: 10205

TEMPLE, TX

Past

April 3, 2001 - November 7, 2001

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOURNEY ADVISORY GROUP, LLC

DYNASTY ADVISOR GROUP, LLC | TORCH WEALTH MANAGEMENT | PENNINGTON FINANCIAL GROUP | JOURNEY ADVISORY GROUP, LLC

CRD#: 171919 / SEC#: 801-79934

RIA

Registered Investment Advisory firm - (6/26/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/2/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/14/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/16/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/2/2001

General Securities Representative Examination

Current Firm

JOURNEY ADVISORY GROUP, LLC

DYNASTY ADVISOR GROUP, LLC | TORCH WEALTH MANAGEMENT | PENNINGTON FINANCIAL GROUP | JOURNEY ADVISORY GROUP, LLC

CRD#: 171919 / SEC#: 801-79934

RIA

Registered Investment Advisory firm - (6/26/2014 Approved)

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Contact information

Main Address

50 E. Rivercenter Blvd Suite 301, Covington, KY 41011

Mailing Address

Phone number

(859) 888-0356

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JOURNEY ADVISORY GROUP, LLC FORM ADV 2A (4/14/2025)

Regulatory assets under management

Total Number of Accounts	2,004
AUM (Assets Under Management)	$ 1,473,333,518

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kathryn C. Mcneely

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn C Mcneely's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHANNEL ISLANDS GROUP

INDEPENDENT FINANCIAL PARTNERS

LPL FINANCIAL LLC

SECURITIES AMERICA, INC.

FFP SECURITIES, INC.

Primary Firm SEC Registration

JOURNEY ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/14/2019

Series 66

Date: 6/16/2001

Series 7

Date: 4/2/2001

Current Firm

JOURNEY ADVISORY GROUP, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOURNEY ADVISORY GROUP, LLC

TRUST BUT VERIFY

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