VM
Victor J. Melfa
FACTOR INVESTING GROUP
Westborough, MA 01581
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CRD#: 3134955
VM
Professional summary
Victor Joseph Melfa JR, who also goes by (jr) VIctor Joseph Melfa, is a registered financial advisor currently at FACTOR INVESTING GROUP located in Westborough, Massachusetts.
Victor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Victor has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
(jr) Victor Joseph Melfa
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Business Name: The Victor J. Melfa family Trust Investment Related: No Address: 19 Deerfield Way Westboro MA 01581 Nature of Business: Other Other/None of the Above I am trustee to my parents trust Position, Title or Relationship: Other,Trustee Start Date: 1/28/2002 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: trustee 2) Business Name: The Training Associates Investment Related: No Address: 287 Turnpike Rd Westborough MA 01581 Nature of Business: Other Other/None of the Above NA Position, Title or Relationship: Board of director. closely held family business that my father and sister run Start Date: 8/5/1994 Hours per month: Less than 5% (Less than 8 hours) Hours per month during trading hours: Less than 5% (Less than 7 hours) Duties: limited. Meet with the board approx once per quarter. 3) Business Name: Muddhouse Media Investment Related: No Address: 104 Grove St Quincy MA 02169 Nature of Business: Other Other/None of the Above they sell podcasting production to companies and also try and aggregate existing podcasts on their website Position, Title or Relationship: no position and no title. Just being a general advisor Start Date: 3/15/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: speaking to the CEO a couple times a week for a max of an hour or two.
CRS (Client Relationship Summary) - RIA
Click below to view Victor Joseph Melfa JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 9, 2021 - Present
FACTOR INVESTING GROUP
Office #1: 8 Lyman Street Suite 204, Westborough, MA 01581Office #2: 100 Bellevue Ave, Newport, RI 02840RIA
CRD#: 315131
Westborough, MA
Past
November 15, 2016 - March 7, 2022
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
WESTBOROUGH, MA
Past
July 18, 2016 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
WESTBOROUGH, MA
Past
February 16, 2005 - March 7, 2022
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
WESTBOROUGH, MA
Past
February 4, 2005 - February 16, 2005
WINSLOW, EVANS & CROCKER, INC.
RIA
CRD#: 29686
BOSTON, MA
Past
May 16, 2001 - February 16, 2005
WINSLOW, EVANS & CROCKER, INC.
BD
CRD#: 29686
BOSTON, MA
Past
December 16, 1999 - July 10, 2001
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
November 19, 1998 - December 23, 1999
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
November 19, 1998 - December 23, 1999
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FACTOR INVESTING GROUP
FACTOR INVESTING GROUP | MELFA WEALTH MANAGEMENT, INC.
CRD#: 315131 / SEC#: 801-121821
RIA
Registered Investment Advisory firm - (7/22/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(11/9/2021)
IAR
Rhode Island(3/10/2022)
IAR
Texas(11/17/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FI
FACTOR INVESTING GROUP
FACTOR INVESTING GROUP | MELFA WEALTH MANAGEMENT, INC.
CRD#: 315131 / SEC#: 801-121821
RIA
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Contact information
Main Address
8 Lyman Street Suite 204, Westborough, MA 01581
Mailing Address
Phone number
(508) 366-6040
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 914 |
| AUM (Assets Under Management) | $ 309,527,063 |
Red Flags
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Company Information
FACTOR INVESTING GROUP
CRD#: 315131Westborough, MA 01581TRUST BUT VERIFY
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