Ricardo Siqueira Lanfranchi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ricardo Siqueira Lanfranchi, who also goes by Ricardo Siqueira Lanfranchi, was a registered financial professional .
Ricardo is a previously registered financial professional and started their career in finance in 1999. Ricardo had worked at 5 firms and has passed the SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2021 - October 27, 2023
BRADESCO INVESTMENTS INC.
June 3, 2020 - June 23, 2020
BRADESCO SECURITIES, INC.
May 15, 2018 - July 16, 2018
BRADESCO SECURITIES, INC.
January 7, 2015 - July 20, 2016
HSBC SECURITIES (USA) INC.
July 27, 2009 - July 25, 2013
BARCLAYS CAPITAL INC.
May 6, 1999 - January 20, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
BRADESCO INVESTMENTS INC.
CRD#: 19453 / SEC#: , 8-37483
Contact information
FINRA licenses (25 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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