AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
PM

Peter K. Magnusson

DEUTSCHE BANK SECURITIES
Los Angeles, CA 90067
CRD#: 3134264
Some features on this profile are disabled
PM
Peter Kyle MagnussonDEUTSCHE BANK SECURITIES

Professional summary


Peter Kyle Magnusson, CIMA®, who also goes by Peter Magnusson, is a registered financial professional currently at DEUTSCHE BANK SECURITIES INC. located in Los Angeles, California.

Peter is registered as a RR (Registered Representative) and started their career in finance in 1999. Peter has worked at 13 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Peter Magnusson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Peter Kyle Magnusson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Experience


Current

February 26, 2026 - Present

DEUTSCHE BANK SECURITIES INC.

Office #1: 1999 Avenue Of The Stars, Los Angeles, CA 90067
RIA
BD
CRD#: 2525
Los Angeles, CA
Past

October 16, 2020 - November 4, 2021

ADVISORS ASSET MANAGEMENT, INC.

RIA
CRD#: 46727
CORONA DEL MAR, CA
Past

October 16, 2020 - November 4, 2021

ADVISORS ASSET MANAGEMENT, INC.

BD
CRD#: 46727
MONUMENT, CO
Past

October 5, 2011 - July 7, 2020

DIMENSIONAL FUND ADVISORS LP

RIA
CRD#: 106482
SANTA MONICA, CA
Past

February 8, 2011 - July 7, 2020

DFA SECURITIES LLC

BD
CRD#: 10292
SANTA MONICA, CA
Past

May 1, 2010 - January 6, 2011

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIA
CRD#: 108257
MINNEAPOLIS, MN
Past

May 1, 2010 - January 6, 2011

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

BD
CRD#: 840
BOSTON, MA
Past

April 12, 2005 - May 1, 2010

BOFA ADVISORS, LLC

RIA
CRD#: 107900
CARONA DEL MER, CA
Past

August 30, 2004 - April 12, 2005

COLUMBIA MANAGEMENT ADVISORS, INC.

RIA
CRD#: 105842
BOSTON, MA
Past

August 30, 2004 - May 1, 2010

BOFA DISTRIBUTORS, INC.

BD
CRD#: 30683
BOSTON, MA
Past

March 19, 2003 - September 20, 2004

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
NEWPORT BEACH, CA
Past

February 14, 2003 - September 20, 2004

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA
Past

December 16, 2002 - March 17, 2003

RUTBERG & COMPANY, LLC

BD
CRD#: 113392
SAN FRANCISCO, CA
Past

March 1, 2000 - May 6, 2002

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

January 14, 1999 - February 28, 2000

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DEUTSCHE BANK SECURITIES INC.
DEUTSCHE BANK SECURITIES INC.
C. J. LAWRENCE INC. | DEUTSCHE MORGAN GRENFELL/C. J. LAWRENCE INC. | DEUTSCHE MORGAN GRENFELL INC. | DEUTSCHE BANK SECURITIES INC. | DEUTSCHE BANC ALEX. BROWN INC. | CYRUS J. LAWRENCE INCORPORATED | C.J. LAWRENCE/DEUTSCHE BANK SECURITIES CORPORATION | C.J. LAWRENCE, MORGAN GRENFELL INC.

CRD#: 2525 / SEC#: 801-9638, 8-17822

RIA
Registered Investment Advisory firm - SEC (11/12/1973 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/9/2026)

Exams


State Security Law Exam
RR
Series 63
Date: 3/7/2026
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 3/18/2003
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


DEUTSCHE BANK SECURITIES INC.
DEUTSCHE BANK SECURITIES INC.
C. J. LAWRENCE INC. | DEUTSCHE MORGAN GRENFELL/C. J. LAWRENCE INC. | DEUTSCHE MORGAN GRENFELL INC. | DEUTSCHE BANK SECURITIES INC. | DEUTSCHE BANC ALEX. BROWN INC. | CYRUS J. LAWRENCE INCORPORATED | C.J. LAWRENCE/DEUTSCHE BANK SECURITIES CORPORATION | C.J. LAWRENCE, MORGAN GRENFELL INC.

CRD#: 2525 / SEC#: 801-9638, 8-17822

RIA
Registered Investment Advisory firm - SEC (11/12/1973 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Loading...

Contact information


Main Address
1 Columbus Circle, New York, NY 10019
Mailing Address
1 Columbus Circle, New York, NY 10019
Phone number
(212) 250-2500
Established
Delaware since 12/29/1971
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,788

SEC notice filing (53 States and Territories)


FINRA licenses (53 States and Territories)


Documents


Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

DBSI RESEARCH SERVICES (3/28/2025)

Direct owners and executive officers


NamePositionCRD#
DB U.S. FINANCIAL MARKETS HOLDING CORPORATIONSTOCKHOLDER
LEONARD, CHRISTOPHERCHIEF EXECUTIVE OFFICER & PRESIDENT5748580
MASSARO, TIBERIODIRECTOR/CHIEF FINANCIAL OFFICER/FINOP1847137
NAPPER, GLEENNIA TCHIEF COMPLIANCE OFFICER FOR INVESTMENT ADVISER6161268
PETRUCCELLI, DOMINICK IIICHIEF RISK OFFICER8018800
SANTORE, DAVIDCHIEF LEGAL OFFICER7987270
STUCCHIO, ANTHONYCHIEF OPERATIONS OFFICER AND DIRECTOR2198592
TIGER, SEBASTIAN BENJAMINCHIEF COMPLIANCE OFFICER2266287

Disclosures


Regulatory Event291
Civil Event3
Arbitration13

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525Los Angeles, CA 90067

TRUST BUT VERIFY

Monitor Peter Magnusson

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Tara Tussing Unverzagt
Tara UnverzagtAdvisorCheck Check Mark
SOUTH BAY FINANCIAL PARTNERS
IAR
Torrance, CA
Jon Derek Neuhaus
Jon NeuhausAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
El Segundo, CA
Danielle Purcell Barrios
Danielle BarriosAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Beverly Hills, CA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.