Joshua M. Symonds

TAPP ENGINE SECURITIES

San Antonio , TX 78217

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CRD#: 3133876

Professional summary

Joshua Michael Symonds is a registered financial professional currently at TAPP ENGINE SECURITIES located in San Antonio , Texas.

Joshua is registered as a RR (Registered Representative) and started their career in finance in 1998. Joshua has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joshua Michael Symonds's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2024 - Present

TAPP ENGINE SECURITIES

Office #1: 8610 Broadway Suite 270 Suite 270, San Antonio , TX 78217

CRD#: 314806

San Antonio , TX

Past

September 8, 2022 - January 4, 2024

SOCIAL INVSTR

CRD#: 309923

San Antonio, TX

Past

January 8, 2018 - June 15, 2020

USAA INVESTMENT SERVICES COMPANY

RIA

CRD#: 5475

SAN ANTONIO, TX

Past

April 12, 2013 - January 8, 2018

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

SAN ANTONIO, TX

Past

September 6, 2007 - June 12, 2020

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

SAN ANTONIO, TX

Past

March 8, 2007 - April 18, 2013

USAA INVESTMENT SERVICES COMPANY

RIA

CRD#: 5475

SAN ANTONIO, TX

Past

October 29, 1998 - December 31, 2007

USAA INVESTMENT SERVICES COMPANY

CRD#: 5475

SAN ANTONIO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(11/13/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 3/7/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/30/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/27/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 3/3/2003

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TAPP ENGINE SECURITIES

TAPP ENGINE SECURITIES | TAPP ENGINE SECURITIES, LLC

CRD#: 314806 / SEC#: , 8-70723

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

1400 Hancock St. 6th Floor, Quincy, MA 02169

Mailing Address

1400 Hancock St. 6th Floor, Quincy, MA 02169

Phone number

(617) 221-6545

Established

Delaware since 06/17/2020

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TAPP ENGINE, INC.	PARENT COMPANY
HOCKADAY, SHAWN PIERRE	COO, POO	2882891
OSUNSANYA, TOSIN	CEO	3117458
PETERS, ROBERT WILLIAM	FINOP, PFO	1704577
WISHNIVETSKI, ELI	CCO	4424907

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Joshua M. Symonds

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joshua Michael Symonds's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOCIAL INVSTR

USAA INVESTMENT SERVICES COMPANY

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

USAA INVESTMENT SERVICES COMPANY

USAA INVESTMENT SERVICES COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 3/7/2007

Series 63

Date: 11/30/1998

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/27/1998

Series 53

Date: 3/3/2003

FINRA

Current Firm

TAPP ENGINE SECURITIES

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TAPP ENGINE SECURITIES

TRUST BUT VERIFY

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