William K. Root

KEELER & NADLER FAMILY WEALTH

DUBLIN, OH 43017

Some features on this profile are disabled

CRD#: 3133207

Professional summary

William Keith Root, who also goes by Bill Root, is a registered financial advisor currently at KEELER & NADLER FAMILY WEALTH located in Dublin, Ohio.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. William has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Root

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) OF COUNSEL, ESTATE PLANNING AND BUSINESS PLANNING ATTORNEY. HOURS: VARIABLE. 20-30 HOURS PER WEEK. 655 METRO PLACE SOUTH SUITE 900, DUBLIN, OH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Keith Root's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 20, 2014 - Present

KEELER & NADLER FAMILY WEALTH

Office #1: 565 Metro Place South Suite 280, Dublin, OH 43017

RIA

CRD#: 173079

DUBLIN, OH

Past

November 14, 2014 - December 31, 2015

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Dublin, OH

Past

September 17, 2009 - December 12, 2014

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

DUBLIN, OH

Past

January 24, 2005 - December 7, 2009

EVERHART ADVISORS

RIA

CRD#: 107091

DUBLIN, OH

Past

January 6, 2004 - December 31, 2004

EVERHART ADVISORS

RIA

CRD#: 107091

DUBLIN, OH

Past

June 13, 2003 - December 12, 2014

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

DUBLIN, OH

Past

January 25, 2001 - June 9, 2003

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

November 10, 1998 - February 1, 2001

VALMARK SECURITIES, INC.

CRD#: 31243

AKRON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEELER & NADLER FAMILY WEALTH

KEELER & NADLER FAMILY WEALTH | KEELER & NADLER WEALTH MANAGEMENT, LLC | KEELER & NADLER FINANCIAL PLANNING AND WEALTH MANAGEMENT, LLC

CRD#: 173079 / SEC#: 801-80394

RIA

Registered Investment Advisory firm - (10/14/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/20/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/18/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/25/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/9/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/4/2009

General Securities Principal Examination

Current Firm

KEELER & NADLER FAMILY WEALTH

KEELER & NADLER FAMILY WEALTH | KEELER & NADLER WEALTH MANAGEMENT, LLC | KEELER & NADLER FINANCIAL PLANNING AND WEALTH MANAGEMENT, LLC

CRD#: 173079 / SEC#: 801-80394

RIA

Registered Investment Advisory firm - (10/14/2014 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

565 Metro Place South Suite 280, Dublin, OH 43017

Mailing Address

Phone number

(614) 791-4123

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KEELER & NADLER - ADV 2A - FIRM BROCHURE (5/28/2025)

Regulatory assets under management

Total Number of Accounts	1,729
AUM (Assets Under Management)	$ 477,811,228

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Andrew Lehman

INSPIRE ADVISORS, LLC

IAR

Columbus, OH

James Bowman

JANNEY MONTGOMERY SCOTT LLC

IAR

Columbus (grandview), OH

Cody Anderson

J.P. MORGAN SECURITIES LLC

IAR

UPPER ARLINGTON, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William K. Root

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Keith Root's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

EVERHART ADVISORS

EVERHART ADVISORS

CAMBRIDGE INVESTMENT RESEARCH, INC.

FSC SECURITIES CORPORATION

VALMARK SECURITIES, INC.

Primary Firm SEC Registration

KEELER & NADLER FAMILY WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 1/18/1999

SIE

Date: 12/31/2015

Series 7

Date: 2/25/2002

Series 6

Date: 11/9/1998

Series 24

Date: 12/4/2009

Current Firm

KEELER & NADLER FAMILY WEALTH

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KEELER & NADLER FAMILY WEALTH

TRUST BUT VERIFY

Similar Advisors