RJ
Roger E. Johnson
AMERITAS ADVISORY SERVICES
RAYMOND, NE 68428
Some features on this profile are disabled
CRD#: 3133028
RJ
Professional summary
Roger Eric Johnson is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Raymond, Nebraska and AMERITAS INVESTMENT COMPANY, LLC located in Raymond, Nebraska.
Roger is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Roger has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * JOHNSON CUSTOM DRUMS; SAME AS RESIDENCE; NON-INV REL; BUILD MUSICAL INSTRUMENTS; OWNER/OPERATOR; START DATE=11/2002; HRS/MO=1; TRADING HRS/MO=0; BUILDING AND SELLING DRUMS * BREAKAWAY BAND; SAME AS RESIDENCE; NON-INV REL; BAND THAT PERFORMS MUSIC; MANAGER; START DATE=06/2016; HRS/MO=6 HRS/MO; TRADING HRS/MO=0; PLAY MUSIC, MANAGE BOOKING * JOHNSON FINANCIAL GUIDANCE; SAME AS BRANCH; INV REL; FINANCIAL PLANNING & ADVISING; PRESIDENT & OWNER; START DATE=02/2015; HRS/MO=80; TRADING HRS/MO=80; ACTING AS A LICENSED AGENT FOR CLIENTS * HEARTLAND INSTITUTE OF FINANCIAL EDUCATION; SAME AS RESIDENCE; NON-INV; EDUCATION; EDUCATOR; START DATE=04/2015; HRS/MO=5; TRADING HRS/MO=5; TEACH FINANCIAL PLANNING CLASSES THROUGH THE UNIVERSITY OF NEBRASKA * HAY BALES; NON INV REL; SAME AS RESIDENCE; SALE OF HAY BALES; OWNER; START DATE=08/2023; HRS/MO=0; TRADING HRS/MO=0; SELL HAY BALES FROM OWN LAND
CRS (Client Relationship Summary) - RIA
Click below to view Roger Eric Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 12600 Nw 56th St, Raymond, NE 68428RIA
CRD#: 317245
RAYMOND, NE
Current
October 29, 1998 - Present
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
Raymond, NE
Past
August 18, 2000 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/30/2019)
RR
Arkansas(5/16/2008)
RR
Colorado(10/20/2017)
RR
Iowa(3/7/2000)
RR
Kansas(2/28/2007)
RR
Missouri(2/24/2014)
RR
Nebraska(2/9/1999)
IAR
Nebraska(11/1/2021)
RR
Oregon(1/9/2025)
RR
Wisconsin(4/23/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245Raymond, NE 68428TRUST BUT VERIFY
Monitor Roger Johnson
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
