RY
Robbi J. Young
CETERA INVESTMENT ADVISERS LLC
TULSA, OK 74119
Some features on this profile are disabled
CRD#: 3132928
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Professional summary
Robbi Jill Young is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Tulsa, Oklahoma and CETERA WEALTH SERVICES, LLC located in Dallas, Texas.
Robbi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Robbi has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) OTHER BUSINESS:FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED:YES, ADDRESS:SAME AS REGISTERED LOCATION, NATURE OF BUSINESS:FIXED INSURANCE, START DATE:05/1996, HOURS PER WEEK:30, HOURS DURING TRADING HOURS:VARIES, POSITION/TITLE/RELATIONSHIP:INSURANCE AGENT, DESCRIPTION OF DUTIES:SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; 2) OTHER BUSINESS:SUMMIT FIRST INSURANCE LLC, INVESTMENT RELATED:NO, ADDRESS:5420 LBJ FREEWAY ,STE 725, DALLAS, TX, 75240, NATURE OF BUSINESS:INSURANCE, START DATE:01/2013, HOURS PER WEEK:1, HOURS DURING TRADING HOURS:VARIES, DESCRIPTION OF DUTIES:PROPERTY AND CASUALTY SALES; 3) OTHER BUSINESS:SUMMIT, INVESTMENT RELATED: YES, ADDRESS: 5420 LBJ FWY, STE 725, DALLAS, TX 75240, NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2008, GENERAL COUNSEL, HOURS PER WEEK: 20, HOURS DURING TRADING HOURS: VARIES, DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 4) OTHER BUSINESS:SUMMIT FINANCIAL GROUP, INC. INVESTMENT RELATED:YES ADDRESS:SAME AS REGISTERED LOCATION NATURE OF BUSINESS:LEGAL ENTITY START DATE:4/2017 POSITION/TITLE/RELATIONSHIP: GENERAL COUNSEL HOURS PER WEEK:40 HOURS DURING TRADING HOURS:32.5 DESCRIPTION OF DUTIES:LEGAL ENTITY THAT PAYS SALARY'S FOR SUMMIT. 5)OTHER BUSINESS:DBA SUMMIT CONSOLIDATED GROUP, INC INVESTMENT RELATED:YES ADDRESS:SAME AS REGISTERED LOCATION NATRURE OF BUSINESS:HOLDING COMPANY STAT DATE:1989 GENERAL COUNSEL HOURS PER WEEK:N/A HOURS DURING TRADING HOURS:N/A DESCRIPTION OF DUTIES:LISTED ON SUMMIT WEBSITE; 6)NAME OF OTHER BUSINESS: RJY PROPERTIES, LLC; INVESTMENT RELATED: NO; ADDRESS: 249 E 34TH ST TULSA, OK 74105; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 4/2021; POSITION/TITLE/RELATIONSHIP: LANDLORD/OWNER; APX NUMBER OF HOURS PER WEEK:10; APX NUMBER OF HOURS DURING TRADING HOURS: 00; BRIEF DESCRIPTION OF DUTIES: BUY AND HOLD RENTAL PROPERTIESON LANDLORD TENANT BASIS; 7) NAME OF OTHER BUSINESS: RJY CONSTRUCTION, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CONSTRUCTION COMPANY; START DATE: 08/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: GENERAL CONTRACTOR - OWNER, MANAGE SUBS AND SUPERINTENDENT, BUILD 3 NEW HOMES PER YEAR; 8) NAME OF OTHER BUSINESS: CLASSIC WORLD RECORDS LLC; INVESTMENT RELATED: NO; ADDRESS: 14235 PROTON RD, DALLAS, TX 75244; NATURE OF BUSINESS: RECORD LABEL LLC; START DATE: 5/2023; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: BUSINESS OPERATIONS AND ATTORNEY DUTIES;
CRS (Client Relationship Summary) - RIA
Click below to view Robbi Jill Young's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1350 S Boulder Ave Ste 300, Tulsa, OK 74119Office #2: 5420 Lbj Freeway Ste 1940, Dallas, TX 75240Office #3: 408 Oak Tree Dr, Saint Louis, MO 63119RIA
CRD#: 105644
TULSA, OK
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5420 Lbj Freeway Ste 1940, Dallas, TX 75240Office #2: 1350 S Boulder Ave Ste 300, Tulsa, OK 74119BD
CRD#: 13572
Dallas, TX
Past
September 3, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
DALLAS, TX
Past
February 7, 2008 - September 3, 2013
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
OKLAHOMA CITY, OK
Past
March 16, 1999 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
OKLAHOMA CITY, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/3/2013)
RR
Alaska(9/3/2013)
RR
Arizona(9/3/2013)
RR
Arkansas(9/3/2013)
RR
California(9/3/2013)
RR
Colorado(9/3/2013)
RR
Connecticut(9/3/2013)
RR
Delaware(9/3/2013)
RR
District of Columbia(9/3/2013)
RR
Florida(9/3/2013)
RR
Georgia(9/3/2013)
RR
Hawaii(9/3/2013)
RR
Idaho(9/3/2013)
RR
Illinois(9/3/2013)
RR
Indiana(9/3/2013)
RR
Iowa(9/3/2013)
RR
Kansas(9/3/2013)
RR
Kentucky(9/3/2013)
RR
Louisiana(9/3/2013)
RR
Maine(9/3/2013)
RR
Maryland(9/3/2013)
RR
Massachusetts(9/3/2013)
RR
Michigan(9/3/2013)
RR
Minnesota(9/3/2013)
RR
Mississippi(9/3/2013)
RR
Missouri(9/3/2013)
IAR
Missouri(11/25/2024)
RR
Montana(9/3/2013)
RR
Nebraska(9/3/2013)
RR
Nevada(9/3/2013)
RR
New Hampshire(9/3/2013)
RR
New Jersey(9/3/2013)
RR
New Mexico(9/3/2013)
RR
New York(9/3/2013)
RR
North Carolina(9/3/2013)
RR
North Dakota(9/3/2013)
RR
Ohio(9/3/2013)
RR
Oklahoma(9/3/2013)
IAR
Oklahoma(6/29/2023)
RR
Oregon(9/3/2013)
RR
Pennsylvania(9/3/2013)
RR
Rhode Island(9/3/2013)
RR
South Carolina(9/3/2013)
RR
South Dakota(9/3/2013)
RR
Texas(9/3/2013)
IAR
Texas(6/29/2023)
RR
Utah(9/3/2013)
RR
Vermont(9/3/2013)
RR
Virginia(9/3/2013)
RR
Washington(9/3/2013)
RR
West Virginia(9/3/2013)
RR
Wisconsin(9/3/2013)
RR
Wyoming(9/3/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Tulsa, OK 74119TRUST BUT VERIFY
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