SG
Scott E. Greene
COMPASS FINANCIAL MANAGEMENT LLC
Tampa, FL 33613
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CRD#: 3132867
SG
Professional summary
Scott Evan Greene is a registered financial advisor currently at COMPASS FINANCIAL MANAGEMENT LLC located in Tampa, Florida.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Scott has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)NATURE COAST FINANCIAL; YES INVESTMENT RELATED; 7070 WEST GULF TO LAKE HIGHWAY, CRYSTAL RIVER, FL 34429; INSURANCE SALES; ADVISOR; START DATE 10/2019; APPROX 200 HRS/MONTH; APPROX 200 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2.)MSA TECHNOLOGIES LLC; NOT INVESTMENT RELATED; 15170 N FLORIDA AVE, TAMPA, FL 33613; MEDICAL SOFTWARE; CO-OWNER; START DATE 03/19/2021; APPROX 0 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; NO OBLIGATIONS AT THIS TIME. 3.)MSA SETTLEMENTS LLC; NOT INVESTMENT RELATED; 15170 N FLORIDA AVE, TAMPA, FL 33613; MEDICAL BILLING; CO-OWNER; START DATE 03/19/2021; APPROX 8 HRS/MONTH; APPROX 4 HRS/MONTH DURING TRADING; INVESTOR OWNER WITH LIMITED RESPONSIBILITY. 4.)EMPOWER SETTLEMENTS, LLC; YES INVESTMENT RELATED; 15170 N FLORIDA AVE, TAMPA, FL 33613; INSURANCE SALES; CO-OWNER; START DATE 03/19/2021; APPROX 0 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; NO OBLIGATIONS AT THIS TIME. 5.) COWBOYS & INDIANS HOLDINGS, LLC; YES INVESTMENT RELATED; 15170 N FLORIDA AVE, TAMPA, FL 33613; HOLDING COMPANY; PRESIDENT; START DATE 4/9/21; APPROX 8 HRS/MONTH; APPROX 0 HRS DURING TRADING; OVERSEE THE BUSINESS DEVELOPMENT. 6.) WRKFLOZ; NOT INVESTMENT RELATED; 701 S. HOWARD AVE STE 106, TAMPA, FL 33606; SOFTWARE COMPANY DESIGNED TO PRODUCE MEDICAL REPORTS FOR INSURANCE CARRIERS, THIRD PARTY ADMINISTRATORS, LAW FIRMS, SURGICAL CENTERS, CHIROPRACTIC OFFICES ETC.; CO-OWNER; 11/15/2023; 8HRS/MO; 0HRS/MO DURING SECURITIES TRADING HOURS; CREATING FINANCIAL PROFORMAS AND PART OF THE DECISION MAKING PROCESS IN THE STRATEGIC DIRECTION OF THE COMPANY. 7.) NATURE COAST CAPITAL INC; YES INVESTMENT RELATED; 15170 N FLORIDA HWY, TAMPA, FL 33613; A DOING BUSINESS AS COMPANY FOR SCOTT GREENE'S AE WEALTH MANAGEMENT BUSINESS; PRESIDENT; 1/7/2024; 160HRS/MO; 130HRS/MO DURING SECURITIES TRADING HOURS; THE OWER OPERATOR AND PRIMARY ADVISOR WITH AE WEALTH MANAGEMENT.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Evan Greene's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 8, 2025 - Present
COMPASS FINANCIAL MANAGEMENT LLC
Office #1: 15170 N. Florida Ave., Tampa, FL 33613RIA
CRD#: 156345
Tampa, FL
Past
January 17, 2020 - April 8, 2025
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Crystal River, FL
Past
June 5, 2017 - August 26, 2019
SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC
RIA
CRD#: 187519
TAMPA, FL
Past
July 28, 2016 - January 10, 2017
MUTUAL TRUST ASSET MGMT., INC.
RIA
CRD#: 121364
Clermont, FL
Past
September 22, 2009 - July 29, 2010
VTRADER PRO, LLC
BD
CRD#: 131920
SAN FRANCISCO, CA
Past
July 8, 1999 - January 10, 2017
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
BD
CRD#: 8494
Clermont, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
COMPASS FINANCIAL MANAGEMENT LLC
COMPASS FINANCIAL MANAGEMENT LLC | ZODA FINANCIAL | NATURE COAST CAPITAL | MY ROADMAP ADVISOR | MOWERY CAPITAL | MICHAEL LEE STRATEGY | MARKOWSKI INVESTMENTS HOLDING CORPORATION | MARKOWSKI BROTHERS HOLDING CORPORATION | KELLY INVESTMENT ADVISORS | KDH FINANCIAL | JOHN DANIELS CPA | INTELLIVISOR FAMILY OFFICE | INDEPENDENCE MONEY | FORTIFIED WEALTH MANAGEMENT | DMK ADVISOR GROUP | DISE WEALTH MANAGEMENT
CRD#: 156345 / SEC#: 801-118185
RIA
Registered Investment Advisory firm - (3/6/2020 Approved)Florida
Registered Investment Advisory firm - (3/11/2020 Terminated)New Jersey
Registered Investment Advisory firm - (3/19/2020 Terminated)New York
Registered Investment Advisory firm - (3/11/2020 Terminated)South Carolina
Registered Investment Advisory firm - (3/11/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/8/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CF
COMPASS FINANCIAL MANAGEMENT LLC
COMPASS FINANCIAL MANAGEMENT LLC | ZODA FINANCIAL | NATURE COAST CAPITAL | MY ROADMAP ADVISOR | MOWERY CAPITAL | MICHAEL LEE STRATEGY | MARKOWSKI INVESTMENTS HOLDING CORPORATION | MARKOWSKI BROTHERS HOLDING CORPORATION | KELLY INVESTMENT ADVISORS | KDH FINANCIAL | JOHN DANIELS CPA | INTELLIVISOR FAMILY OFFICE | INDEPENDENCE MONEY | FORTIFIED WEALTH MANAGEMENT | DMK ADVISOR GROUP | DISE WEALTH MANAGEMENT
CRD#: 156345 / SEC#: 801-118185
RIA
Registered Investment Advisory firm - (3/6/2020 Approved)Florida
Registered Investment Advisory firm - (3/11/2020 Terminated)New Jersey
Registered Investment Advisory firm - (3/19/2020 Terminated)New York
Registered Investment Advisory firm - (3/11/2020 Terminated)South Carolina
Registered Investment Advisory firm - (3/11/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2422 W. Sunset Drive, Tampa, FL 33629
Mailing Address
Phone number
(813) 831-5168
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,350 |
| AUM (Assets Under Management) | $ 518,984,611 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COMPASS FINANCIAL MANAGEMENT LLC
CRD#: 156345Tampa, FL 33613TRUST BUT VERIFY
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