Thomas Gregory Smith
Professional Summary
Thomas Gregory Smith, who also goes by Thomas G Smith, is a registered financial advisor currently at LCG CAPITAL ADVISORS, LLC located in Tampa, Florida. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1999. Thomas has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas G Smith
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
27 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
LCG CAPITAL ADVISORS, LLC | PALM SECURITIES, LLC
Contact Information
Main Address
201 East Kennedy Blvd Suite 1700, Tampa, FL 33602Mailing Address
201 East Kennedy Blvd Suite 1700, Tampa, FL 33602Phone Number
(813) 226-2800Established
Florida since 07/03/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (10 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/19/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Nov 2018About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Gregory Smith's CRS (Customer Relationship Summary).
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