Kenneth C. Melkovitz
Professional summary
Kenneth Charles Melkovitz, who also goes by Ken Charles Melkovitz, Chuck Melkovitz, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Atlanta, Georgia.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1998. Kenneth has worked at 19 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Charles Melkovitz's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 18, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 2727 Paces Ferry Road One Paces West, Ste 750/office 706, Atlanta, GA 30339February 2, 2022 - July 19, 2022
WOODBURY FINANCIAL SERVICES, INC.
February 2, 2022 - July 19, 2022
TRIAD ADVISORS LLC
February 2, 2022 - July 19, 2022
SECURITIES AMERICA, INC.
February 2, 2022 - July 19, 2022
OSAIC SERVICES, INC.
February 2, 2022 - July 19, 2022
FSC SECURITIES CORPORATION
February 1, 2022 - July 19, 2022
OSAIC WEALTH, INC.
September 15, 2021 - December 31, 2021
WOODBURY FINANCIAL SERVICES, INC.
September 15, 2021 - December 31, 2021
TRIAD ADVISORS LLC
September 15, 2021 - December 31, 2021
SECURITIES AMERICA, INC.
September 15, 2021 - December 31, 2021
OSAIC WEALTH, INC.
September 15, 2021 - December 31, 2021
FSC SECURITIES CORPORATION
September 14, 2021 - December 31, 2021
OSAIC SERVICES, INC.
March 29, 2021 - September 15, 2021
LEVEL FOUR FINANCIAL, LLC
June 23, 2014 - April 9, 2021
LPL FINANCIAL LLC
March 25, 2014 - May 19, 2014
MOMENTUM INDEPENDENT NETWORK INC.
March 24, 2014 - May 19, 2014
HILLTOP SECURITIES INC.
March 3, 2011 - April 2, 2014
LPL FINANCIAL LLC
April 14, 2008 - February 25, 2011
AVANTAX INVESTMENT SERVICES, INC.
March 28, 2008 - April 3, 2008
PROVASI CAPITAL PARTNERS LP
September 12, 2005 - March 19, 2008
AVANTAX INVESTMENT SERVICES, INC.
May 26, 2005 - September 10, 2005
EQUITABLE ADVISORS, LLC
March 22, 2005 - September 16, 2005
MONY SECURITIES CORPORATION
December 6, 2003 - March 10, 2005
MML INVESTORS SERVICES, LLC
February 26, 2001 - November 19, 2003
HILLTOP SECURITIES INC.
November 7, 2000 - March 13, 2001
FFP SECURITIES, INC.
September 3, 1999 - November 6, 2000
1ST GLOBAL CAPITAL CORP.
October 20, 1998 - August 20, 1999
JANUS HENDERSON DISTRIBUTORS US LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/18/2022)
(7/18/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
