Eric C. David
Professional summary
Eric Cimarron David, who also goes by Eric C David, Eric David, is a registered financial professional currently at PERSHING LLC located in Lake Mary, Florida and PERSHING ADVISOR SOLUTIONS LLC located in Lake Mary, Florida.
Eric is registered as a RR (Registered Representative) and started their career in finance in 1999. Eric has worked at 12 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 3, Series 7, Series 24 and Series 27 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Cimarron David's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2024 - Present
PERSHING LLC
Office #1: 300 Colonial Center Parkway, Lake Mary, FL 32746January 2, 2025 - Present
PERSHING ADVISOR SOLUTIONS LLC
Office #1: 300 Colonial Center Parkway 4th Floor, Lake Mary, FL 32746June 8, 2026 - Present
BNY MELLON CAPITAL MARKETS, LLC
Office #1: 300 Colonial Center Parkway, Lake Mary, FL 32746November 23, 2015 - May 31, 2023
CITIGROUP GLOBAL MARKETS INC.
December 21, 2007 - November 3, 2015
GOLDMAN SACHS & CO. LLC
January 1, 2005 - December 6, 2007
BNP PARIBAS SECURITIES CORP.
September 19, 2003 - January 1, 2005
BNP PARIBAS BROKERAGE SERVICES, INC.
January 3, 2001 - August 2, 2002
IBKR SECURITIES SERVICES LLC
October 26, 1999 - December 6, 2000
METROPOLITAN LIFE INSURANCE COMPANY
October 26, 1999 - December 6, 2000
MSI FINANCIAL SERVICES, INC.
January 29, 1999 - October 8, 1999
IDS LIFE INSURANCE COMPANY
January 29, 1999 - October 8, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/2024)
Exams
Series 52TO
Date: 6/18/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationBOX Exchange LLC
Cboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
New York Stock Exchange
Current Firm
BNY MELLON CAPITAL MARKETS, LLC
CRD#: 17454 / SEC#: , 8-35255
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BNY CAPITAL MARKETS HOLDINGS, INC. | SOLE SHAREHOLDER | |
| BARYSH, ROBERT PHILIP | CHIEF OPERATIONS OFFICER (COO), PRINCIPAL OPERATIONS OFFICER | 2800329 |
| DUFFANY, STEPHEN JOHN | CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO) | 2535640 |
| GOODHEART, JOHN | BOARD OF MANAGERS | 2419623 |
| HIGGINS, ALISON MATTHESEN | BOARD OF MANAGERS, CHIEF COMPLIANCE OFFICER (CCO) | 6718782 |
| KLINGER, DANIEL ADAM | BOARD OF MANAGERS | 2983871 |
| LYNCH, ROBERT E | BOARD OF MANAGERS, CO-CHIEF EXECUTIVE OFFICER (CO-CEO) | 2981333 |
| MCCORMICK, JEFFREY | BOARD OF MANAGERS | 5261504 |
| SKOKO, DRAGAN | BOARD OF MANAGERS, CO-CHIEF EXECUTIVE OFFICER (CO-CEO) | 4394961 |
Disclosures
| Regulatory Event | 25 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
