Heath J. Rainwater

FIREWALL CAPITAL MANAGEMENT

ENUMCLAW, WA 98022

Some features on this profile are disabled

CRD#: 3131754

Professional summary

Heath Jason Rainwater, who also goes by Heath Jason Nash, Heath J Rainwater, is a registered financial advisor currently at FIREWALL CAPITAL MANAGEMENT located in Enumclaw, Washington.

Heath is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Heath has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Heath Jason Nash | Heath J Rainwater

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heath Jason Rainwater's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 22, 2006 - Present

FIREWALL CAPITAL MANAGEMENT

Office #1: 1634 Porter Street Suite C, Enumclaw, WA 98022

RIA

CRD#: 142084

ENUMCLAW, WA

Past

June 29, 2005 - October 18, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SEATTLE, WA

Past

June 29, 2005 - October 18, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SEATTLE, WA

Past

March 23, 2004 - January 12, 2005

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

March 18, 2004 - January 12, 2005

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

BELLEVUE, WA

Past

March 12, 2003 - September 25, 2003

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

February 21, 2003 - September 25, 2003

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

BELLEVUE, WA

Past

September 18, 2000 - July 18, 2002

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SEATTLE, WA

Past

September 1, 2000 - July 18, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

November 20, 1998 - September 26, 2000

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(11/22/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/13/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/9/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/2/1998

General Securities Representative Examination

Current Firm

FIREWALL CAPITAL MANAGEMENT

FIREWALL CAPITAL MANAGEMENT | FIREWALL CAPITAL MANAGEMENT LLC

CRD#: 142084 / SEC#:

Washington

Registered Investment Advisory firm - (11/22/2006 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1110 Stevenson Ave. #207, Enumclaw, WA 98022

Mailing Address

718 Griffin Ave. #341, Enumclaw, WA 98022

Phone number

(360) 825-2080

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	314
AUM (Assets Under Management)	$ 56,066,419

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Benjamin Stroh

PFS INVESTMENTS INC.

IAR

Skaneateles, NY

Michael Beatty

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

IAR

Henderson, NV

Stephen Cutillo

PARK AVENUE SECURITIES LLC

IAR

Kahului, HI

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Heath J. Rainwater

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heath Jason Rainwater's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

PIPER SANDLER & CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/13/1999

Series 63

Date: 11/9/1998

Series 7

Date: 11/2/1998

Current Firm

FIREWALL CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIREWALL CAPITAL MANAGEMENT

TRUST BUT VERIFY

Similar Advisors