Sharon L. Sadler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon L Sadler, who also goes by Sharon Ann Lyons, Sharon A Sadler Jr, was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 1999. Sharon had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2014 - April 6, 2015
THORNTON INVESTMENT MANAGEMENT PLLC
October 1, 2008 - March 10, 2014
KESTRA INVESTMENT SERVICES, LLC
October 1, 2008 - March 10, 2014
KESTRA INVESTMENT SERVICES, LLC
April 1, 2005 - August 14, 2008
UBS FINANCIAL SERVICES INC.
February 22, 2005 - August 14, 2008
UBS FINANCIAL SERVICES INC.
April 19, 2002 - February 17, 2005
CITIGROUP GLOBAL MARKETS INC.
November 4, 1999 - February 17, 2005
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
THORNTON INVESTMENT MANAGEMENT PLLC
CRD#: 159194 / SEC#:
Contact information
Red Flags
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