MB
Michael J. Brunell
TSA MANAGEMENT
Clifton Park, NY 12065
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CRD#: 3131535
MB
Professional summary
Michael John Brunell is a registered financial advisor currently at TSA MANAGEMENT INC located in Clifton Park, New York and HALLIDAY FINANCIAL, LLC located in Clifton Park, New York.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. OWNER OF BRUNELL WEALTH MANAGEMENT LLC, THE NAME UNDER WHICH HE CONDUCTS HIS INVESTMENT RELATED BUSINESS THROUGH HALLIDAY FINANCIAL, LLC. BRUNELL WEALTH MANAGEMENT LLC WAS ORIGINALLY NAMED TBB WEALTH ADVISORS LLC AND WAS ESTABLISHED NOVEMBER 2003. THE NAME WAS CHANGED TO BRUNELL WEALTH MANAGEMENT IN NOVEMBER 2008. 2. BEGINNING JANUARY 2018, PRINCIPAL WITH MARVIN AND COMPANY, P.C. - CPA'S, LOCATED AT 11 BRITISH AMERICAN BLVD, LATHAM, NY 12110. BUSINESS IS A CPA FIRM PROVIDING ACCOUNTING AND TAX SERVICES AND IS NOT INVESTMENT RELATED. MICHAEL WILL DEVOTE APPROXIMATELY 40 HOURS A WEEK TO THIS BUSINESS ACTIVITY, WITH THE EXCEPTION OF TAX SEASON, DURING WHICH HE WILL DEVOTE APPROXIMATELY 60 HOURS PER WEEK. 90% OF THESE HOURS WILL OCCUR DURING SECURITIES TRADING HOURS. MARVIN & CO PC MERGED INTO MENGEL,METZGER,BARR &CO(MMB &CO) LOCATED AT THE SAME ADDRESS 3. STARTING DECEMBER 2018, TREASURER OF THE FINANCIAL PLANNING ASSOCIATION OF NORTHEASTERN NY, PO BOX 11565, LOUDONVILLE, NY 12211. THIS BUSINESS IS NOT INVESTMENT RELATED. ROLE ENTAILS APPROVING EXPENDITURES AND RECONCILING THE ORGANIZATION'S BANK ACCOUNT. WILL SPEND APPROXIMATELY 2 HOURS PER MONTH ON THIS BUSINESS ACTIVITY, NONE OF WHICH WILL OCCUR DURING SECURITIES TRADING HOURS. 4. EPILEPSY FOUNDATION OF NENY INC., 3 WASHINGTON SQUARE, ALBANY, NY 12205. BEGAN AS A BOARD MEMBER. BECAME TREASURER JULY 2023 FOR A 2 YEAR TERM. ATTEND BOARD MEETING AND GOLF COMMITTEE MEETINGS. THIS IS NOT INVESTMENT RELATED AND WILL SPEND 3-4 HOURS PER MONTH ON THIS OUTSIDE BUSINESS ACTIVITY INCLUDING 1-2 HOURS DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Brunell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2020 - Present
TSA MANAGEMENT INC
Office #1: 4 Executive Park Dr. Suite 101, Clifton Park, NY 12065RIA
CRD#: 106440
Clifton Park, NY
Current
October 23, 2003 - Present
HALLIDAY FINANCIAL, LLC
Office #1: 4 Executive Park Drive, Clifton Park, NY 12065BD
CRD#: 31741
Clifton Park, NY
Past
May 17, 2017 - December 31, 2019
TSA MANAGEMENT INC
RIA
CRD#: 106440
Clifton Park, NY
Past
December 3, 1998 - October 15, 2003
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TM
TSA MANAGEMENT INC
TSA MANAGEMENT INC | TSA PORTFOLIO MANAGEMENT, INC. FKA TSA MANAGEMENT INC.
CRD#: 106440 / SEC#: 801-41423
RIA
Registered Investment Advisory firm - (5/7/1992 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/27/2017)
RR
Florida(6/30/2014)
RR
Georgia(4/19/2018)
RR
Illinois(9/14/2021)
RR
Massachusetts(9/26/2019)
IAR
New Jersey(1/17/2020)
RR
New York(10/23/2003)
IAR
New York(4/6/2021)
RR
North Carolina(10/7/2015)
RR
Rhode Island(9/3/2015)
RR
South Carolina(9/9/2010)
RR
Texas(1/4/2021)
RR
Virginia(12/8/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TM
TSA MANAGEMENT INC
TSA MANAGEMENT INC | TSA PORTFOLIO MANAGEMENT, INC. FKA TSA MANAGEMENT INC.
CRD#: 106440 / SEC#: 801-41423
RIA
Registered Investment Advisory firm - (5/7/1992 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
725 Glen Cove Ave, Glen Head, NY 11545
Mailing Address
Phone number
(516) 676-3332
Established
Firm type
Fiscal year end
# of Employees
33
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,064 |
| AUM (Assets Under Management) | $ 1,284,683,018 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2023 | ||
| 09/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
