LF
Laura A. Fitzpatrick
TRUIST ADVISORY SERVICES
MCLEAN, VA 22102
Some features on this profile are disabled
CRD#: 3131509
LF
Professional summary
Laura Ann Fitzpatrick, who also goes by Laura A Fitzpatrick, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Mclean, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Mclean, Virginia.
Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Laura has worked at 5 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Laura A Fitzpatrick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Laura Ann Fitzpatrick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 12, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 8200 Greensboro Dr Ste 100a, Mclean, VA 22102RIA
CRD#: 283390
MCLEAN, VA
Current
January 5, 2010 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 8200 Greensboro Dr Fl 10, Mclean, VA 22102BD
CRD#: 17499
Mclean, VA
Past
August 24, 2010 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
MCLEAN, VA
Past
April 10, 2008 - May 22, 2009
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
BALTIMORE, MD
Past
January 2, 2001 - March 11, 2008
NEUBERGER BERMAN BD LLC
BD
CRD#: 2908
NEW YORK, NY
Past
May 8, 2000 - January 9, 2001
BREAN CAPITAL, LLC
BD
CRD#: 23723
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/22/2013)
RR
Alaska(6/29/2020)
RR
Arizona(4/27/2021)
RR
Arkansas(12/23/2015)
RR
California(2/11/2010)
RR
Colorado(1/3/2012)
RR
Connecticut(4/27/2021)
RR
Delaware(8/4/2011)
RR
District of Columbia(2/11/2010)
RR
Florida(2/11/2010)
RR
Georgia(4/27/2021)
RR
Hawaii(4/27/2021)
RR
Idaho(4/27/2021)
RR
Illinois(2/22/2013)
RR
Indiana(8/14/2013)
RR
Iowa(4/27/2021)
RR
Kansas(4/27/2021)
RR
Kentucky(11/19/2015)
RR
Louisiana(4/27/2021)
RR
Maine(4/27/2021)
RR
Maryland(1/5/2010)
RR
Massachusetts(2/11/2010)
RR
Michigan(2/26/2013)
RR
Minnesota(12/5/2016)
RR
Mississippi(4/27/2021)
RR
Missouri(11/25/2015)
RR
Montana(4/27/2021)
RR
Nebraska(4/27/2021)
RR
Nevada(4/27/2021)
RR
New Hampshire(4/27/2021)
RR
New Jersey(10/13/2017)
RR
New Mexico(4/27/2021)
RR
New York(2/11/2010)
RR
North Carolina(5/29/2012)
RR
North Dakota(4/27/2021)
RR
Ohio(10/30/2019)
RR
Oklahoma(4/27/2021)
RR
Oregon(6/29/2020)
RR
Pennsylvania(2/11/2010)
RR
Puerto Rico(4/27/2021)
RR
Rhode Island(10/4/2016)
RR
South Carolina(2/11/2010)
RR
South Dakota(4/27/2021)
RR
Tennessee(2/22/2013)
RR
Texas(11/2/2017)
RR
Utah(4/9/2015)
RR
Vermont(8/6/2014)
RR
Virgin Islands(4/27/2021)
RR
Virginia(1/5/2010)
IAR
Virginia(9/27/2016)
RR
Washington(2/22/2013)
RR
West Virginia(4/27/2021)
RR
Wisconsin(2/22/2013)
RR
Wyoming(4/27/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/30/2001
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
