Steven D. Milcarek
Professional summary
Steven Douglas Milcarek, who also goes by Steven J Milcarel, is a registered financial professional currently at PEAK6 CAPITAL MANAGEMENT LLC located in Chicago, Illinois.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1999. Steven has worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 27, Series 24, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Douglas Milcarek's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2021 - Present
PEAK6 CAPITAL MANAGEMENT LLC
Office #1: 141 W. Jackson Blvd., Suite 500, Chicago, IL 60604Office #2: 141 W. Jackson Blvd. Suite 500, Chicago, IL 60604August 12, 2019 - June 23, 2021
HALO SECURITIES, LLC
September 1, 2015 - August 28, 2019
PHILLIP CAPITAL INC.
December 5, 2008 - March 31, 2014
OPTIONSHOUSE1, LLC
March 29, 2006 - December 3, 2008
UBS SECURITIES LLC
June 2, 1999 - January 3, 2006
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 8/26/2024
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/26/2002
Limited Representative-Equity Trader ExamBOX Exchange LLC
Cboe BZX Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Miami International Securities Exchange, LLC
NYSE Arca, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Current Firm
PEAK6 CAPITAL MANAGEMENT LLC
CRD#: 43773 / SEC#: , 8-50422
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEAK6 CAPITAL MANAGEMENT HOLDINGS LLC | OWNER | |
| MILCAREK, STEVEN DOUGLAS | PRINCIPAL OPERATIONS OFFICER | 3131320 |
| MULLER, BRIAN JAMES | CHIEF RISK OFFICER | 5875890 |
| PITALE, SUJAI VEERDHAVAL | CHIEF COMPLIANCE OFFICER | 5387442 |
| SIMPSON, THOMAS WILLIAM | CHIEF EXECUTIVE OFFICER | 5875785 |
| WARD, JAMES FLANAGAN | FINOP, PRINCIPAL FINANCIAL OFFICER | 6258923 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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