Rosemarie A. Allora
Professional summary
Rosemarie Agatha Allora is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Caldwell, New Jersey and EMPOWER FINANCIAL SERVICES, INC. located in Point Pleasant, New Jersey.
Rosemarie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Rosemarie has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rosemarie Agatha Allora's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2017 - Present
EMPOWER ADVISORY GROUP, LLC
June 10, 2005 - Present
EMPOWER FINANCIAL SERVICES, INC.
November 14, 2003 - April 29, 2005
NYLIFE SECURITIES LLC
May 6, 2003 - September 30, 2003
ESSEX NATIONAL SECURITIES, LLC
October 23, 1998 - May 5, 2003
CETERA WEALTH SERVICES, LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/10/2005)
(8/4/2017)
(7/1/2005)
(7/1/2005)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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