Richard E. Boretti

COLLABORATIVE WEALTH ADVISORS

WESTFORD, MA 01886

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CRD#: 3130890

Professional summary

Richard Edward Boretti, CFP®, who also goes by Rick Boretti, is a registered financial advisor currently at COLLABORATIVE WEALTH ADVISORS, LLC located in Westford, Massachusetts.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Richard has worked at 3 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rick Boretti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CPA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Edward Boretti's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

August 2, 2003 - Present

COLLABORATIVE WEALTH ADVISORS, LLC

Office #1: 234 Littleton Rd. Suite 1a, Westford, MA 01886

RIA

CRD#: 128431

WESTFORD, MA

Past

November 11, 2000 - June 13, 2003

NEW ENGLAND SECURITIES

RIA

CRD#: 615

BEDFORD, NH

Past

June 5, 2000 - June 13, 2003

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

January 25, 1999 - April 27, 2000

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(8/2/2003)

IAR

Texas
(7/21/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/23/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/22/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COLLABORATIVE WEALTH ADVISORS, LLC

COLLABORATIVE WEALTH ADVISORS, LLC | RICHARD E. BORETTI, INSURANCE BROKER

CRD#: 128431 / SEC#:

Massachusetts

Registered Investment Advisory firm - (3/22/2003 Approved)

Texas

Registered Investment Advisory firm - (7/21/2017 Conditional Restricted)

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Contact information

Main Address

319 Littleton Rd Suite 204, Westford, MA 01886

Mailing Address

Phone number

(978) 392-3630

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	268
AUM (Assets Under Management)	$ 76,425,500

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard E. Boretti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Edward Boretti's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLLABORATIVE WEALTH ADVISORS, LLC

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/23/1998

Series 6

Date: 1/22/1999

Current Firm

COLLABORATIVE WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COLLABORATIVE WEALTH ADVISORS, LLC

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