CC
Charles B. Crilly
KESTRA ADVISORY SERVICES
Essex, CT 06426
Some features on this profile are disabled
CRD#: 3130116
CC
Professional summary
Charles B Crilly, who also goes by Charles Brown Crilly, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Essex, Connecticut and KESTRA INVESTMENT SERVICES, LLC located in Essex, Connecticut.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Charles has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 3, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charles Brown Crilly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2 Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: investment advisor representative Start Date: 1/2/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Manage and service customer accounts Business Name: Ivory Wealth Management, Inc. Investment Related: Yes Address: 124 Westbrook Road, Suite 202 Essex CT 06426 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: President/Financial Advisor Start Date: 1/2/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial Advisor/Registered Rep Business Name: Sonick Plague, LLC Investment Related: No Address: 124 Westbrook Road, Suite 202 Essex CT 06426 Nature of Business: Other Other/None of the Above Musical performance Position, Title or Relationship: Guitar Start Date: 8/28/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: All business activities Business Name: Divorce with Dignity Investment Related: Yes Address: 124 Westbrook Road, Suite 202 Essex CT 06426 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Sole Prop Start Date: 1/2/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Financial Planning Business Name: Crilly Properties, LLC Investment Related: Yes Address: 124 Westbrook Road, Suite 202 Essex CT 06426 Nature of Business: Real Estate Position, Title or Relationship: Member Start Date: 5/1/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I am a member and will add funds as needed and help negotiate and secure financing.
CRS (Client Relationship Summary) - RIA
Click below to view Charles B Crilly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 124 Westbrook Road Suite 202, Essex, CT 06426RIA
CRD#: 283330
Essex, CT
Current
January 2, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 124 Westbrook Road Suite 202, Essex, CT 06426BD
CRD#: 42046
Essex, CT
Past
June 5, 2014 - December 31, 2019
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Essex, CT
Past
June 5, 2014 - December 31, 2019
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Essex, CT
Past
June 1, 2009 - June 9, 2014
MORGAN STANLEY
RIA
CRD#: 149777
ESSEX, CT
Past
June 1, 2009 - June 9, 2014
MORGAN STANLEY
BD
CRD#: 149777
ESSEX, CT
Past
October 1, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
ESSEX, CT
Past
October 1, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
ESSEX, CT
Past
August 27, 1999 - October 9, 2007
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
ESSEX, CT
Past
May 14, 1999 - October 9, 2007
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ESSEX, CT
Past
October 20, 1998 - March 4, 1999
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/10/2024)
RR
Arizona(1/2/2020)
RR
Arkansas(1/31/2025)
RR
California(1/2/2020)
RR
Colorado(9/13/2022)
RR
Connecticut(1/2/2020)
IAR
Connecticut(1/2/2020)
RR
Florida(1/2/2020)
RR
Georgia(1/17/2025)
RR
Hawaii(5/5/2021)
RR
Indiana(1/2/2020)
RR
Maine(1/6/2020)
RR
Massachusetts(2/14/2020)
RR
New Hampshire(3/19/2020)
RR
New Jersey(1/2/2020)
RR
New Mexico(1/2/2020)
RR
New York(1/2/2020)
RR
North Carolina(1/6/2020)
RR
Ohio(9/1/2020)
RR
Oklahoma(1/17/2025)
RR
Oregon(2/12/2020)
RR
Pennsylvania(1/2/2020)
RR
Rhode Island(1/2/2020)
RR
South Carolina(1/2/2020)
RR
Tennessee(1/20/2022)
RR
Texas(1/2/2020)
IAR
Texas(10/18/2023)
RR
Utah(3/18/2022)
RR
Virginia(1/13/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
