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JG

John J. Gallagher

LEAGUE CAPITAL MARKETS
Holmdel, NJ 07733
Some features on this profile are disabled
CRD#: 3128509
JG

Professional summary

John Joseph Gallagher JR is a registered financial professional currently at LEAGUE CAPITAL MARKETS located in Holmdel, New Jersey.

John is registered as a RR (Registered Representative) and started their career in finance in 1998. John has worked at 13 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Joseph Gallagher JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 11, 2022 - Present

LEAGUE CAPITAL MARKETS

Office #1: Bell Works 101 Crawfords Corner Road Suite 3128, Holmdel, NJ 07733Office #2: 1345 Avenue Of The Americas 2nd Floor, New York, NY, 10105
BD
CRD#: 170803
Holmdel, NJ
Past

July 23, 2021 - August 9, 2022

VALIDATE CAPITAL MARKETS, LLC

BD
CRD#: 133371
NEW YORK, NY
Past

August 20, 2018 - August 5, 2019

LEAGUE CAPITAL MARKETS

BD
CRD#: 170803
NEW YORK, NY
Past

November 19, 2015 - November 23, 2016

OLDEN LANE SECURITIES, LLC

BD
CRD#: 173847
BRIDGEWATER, NJ
Past

July 9, 2014 - November 16, 2015

SENAHILL SECURITIES, LLC

BD
CRD#: 166477
NEW YORK, NY
Past

January 24, 2013 - July 15, 2014

INTER SECURITIES LTD.

BD
CRD#: 40733
SAN FRANCISCO, CA
Past

March 27, 2009 - February 27, 2012

TRIVE NEW YORK LLC

BD
CRD#: 21946
PRINCETON, NJ
Past

June 13, 2008 - March 9, 2009

SANDERS MORRIS LLC

BD
CRD#: 20580
BERNARDSVILLE, NJ
Past

July 30, 2007 - April 21, 2008

WEISS MULTI-STRATEGY FUNDS LLC

BD
CRD#: 130991
NEW YORK, NY
Past

October 7, 2005 - February 22, 2006

GEORGE WEISS ASSOCIATES, INC.

BD
CRD#: 7683
HARTFORD, CT
Past

June 29, 2004 - October 5, 2005

NATIONWIDE FUND DISTRIBUTORS LLC

BD
CRD#: 25910
COLUMBUS, OH
Past

January 13, 2001 - August 16, 2002

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

November 10, 1999 - January 13, 2001

DB ALEX. BROWN LLC

BD
CRD#: 17790
BALTIMORE, MD
Past

October 20, 1998 - October 22, 1999

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/11/2022)
RR
Connecticut
(11/11/2022)
RR
District of Columbia
(2/7/2025)
RR
Indiana
(4/22/2025)
RR
Minnesota
(7/8/2024)
RR
New Jersey
(11/11/2022)
RR
New Mexico
(5/31/2024)
RR
New York
(11/11/2022)
RR
Ohio
(5/30/2024)
RR
Pennsylvania
(11/11/2022)
RR
Virginia
(11/11/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/22/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/26/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 12/7/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 1/6/2017
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 10/15/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/11/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LC
LEAGUE CAPITAL MARKETS
FORT GHENT BROKERAGE LLC | LEAGUE CAPITAL MARKETS

CRD#: 170803 / SEC#: , 8-69432

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1345 Avenue Of The Americas 2nd Floor, New York, NY 10105
Mailing Address
1345 Avenue Of The Americas 2nd Floor, New York, NY 10105
Phone number
(212) 588-0580
Established
New York since 11/01/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LEAGUEMED ENTERPRISES, LLCOWNER
DAUSEND, DOROTHY THERESASUPERVISORY PRINCIPAL1326747
GALLAGHER, JOHN JOSEPH JRCEO3128509
MACK, ALEXANDER HERBERTFINOP4805607
MACK, DAVIDPRESIDENT2164969
URQUIOLA, JEAN CAROLCCO, VICE PRESIDENT1806619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEAGUE CAPITAL MARKETS

CRD#: 170803Holmdel, NJ 07733

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