Vincent P. Sturm
Professional summary
Vincent Paul Sturm, who also goes by VInce Sturm, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Perry, Iowa and KESTRA INVESTMENT SERVICES, LLC located in Perry, Iowa.
Vincent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Vincent has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Vincent Paul Sturm's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1126 2nd St, Perry, IA 50220Office #2: 12100 Meredith Dr Ste 103e, Urbandale, IA 50322September 30, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1126 2nd St, Perry, IA 50220Office #2: 12100 Meredith Dr Ste 103e, Urbandale, IA 50322September 22, 2016 - September 30, 2020
BFC PLANNING, INC.
September 7, 2016 - September 30, 2020
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
January 22, 2016 - August 26, 2016
BALEFIRE, LLC
January 20, 2016 - August 29, 2016
LPL FINANCIAL LLC
November 29, 2013 - February 1, 2016
INVESTACORP, INC.
July 20, 2011 - February 24, 2016
SUCCESSFUL RESOURCE MANAGEMENT, LTD.
February 25, 2011 - December 2, 2013
BROKER DEALER FINANCIAL SERVICES CORP.
January 22, 2009 - March 2, 2011
SECURITIES AMERICA ADVISORS, INC.
January 22, 2009 - March 2, 2011
SECURITIES AMERICA, INC.
January 2, 2008 - January 8, 2009
WORKMAN SECURITIES CORPORATION
March 22, 2007 - January 8, 2009
WORKMAN SECURITIES CORPORATION
January 1, 1999 - March 21, 2007
WADDELL & REED
November 2, 1998 - March 21, 2007
WADDELL & REED
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/30/2020)
(10/8/2020)
(9/30/2020)
(12/18/2020)
(9/30/2020)
(10/9/2020)
(11/18/2020)
(9/30/2020)
(10/5/2020)
(9/30/2020)
(7/18/2024)
(10/7/2020)
(9/30/2020)
(8/8/2024)
(8/6/2024)
(9/30/2020)
(10/20/2020)
(10/8/2020)
(10/13/2020)
(5/20/2021)
(5/20/2021)
(2/18/2021)
Exams
FINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
