Mary E. Mcauley

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CRD#: 3127212

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mary Elizabeth Mcauley, who also goes by Mary Elizabeth Biggers, was a registered financial professional .

Mary is a previously registered financial professional and started their career in finance in 1998. Mary had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mary Elizabeth Biggers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 21, 2012 - December 31, 2014

HAVERFORD FINANCIAL SERVICES, INC.

RIA

CRD#: 130007

RADNOR, PA

Past

March 1, 2005 - June 18, 2025

HAVERFORD TRUST SECURITIES, INC.

CRD#: 13214

RADNOR, PA

Past

May 29, 2003 - January 31, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WEST CHESTER, PA

Past

May 29, 2003 - January 31, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

July 26, 2001 - March 4, 2003

TEACHERS PERSONAL INVESTORS SERVICES, INC.

CRD#: 36130

NEW YORK, NY

Past

October 14, 1998 - June 20, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 14, 1998 - June 20, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAVERFORD FINANCIAL SERVICES, INC.

CRD#: 130007 / SEC#: 801-62759

RIA

Registered Investment Advisory firm - (2/12/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/17/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/15/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/8/1998

General Securities Representative Examination

Current Firm

HAVERFORD FINANCIAL SERVICES, INC.

CRD#: 130007 / SEC#: 801-62759

RIA

Registered Investment Advisory firm - (2/12/2004 Approved)

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Contact information

Main Address

Three Radnor Corporate Center Suite 450, Radnor, PA 19087-4546

Mailing Address

Phone number

(610) 995-8700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HFS FORM ADV PART 2A - 2025-03 (3/17/2025)

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 341,907,816

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mary E. Mcauley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HAVERFORD TRUST SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

TEACHERS PERSONAL INVESTORS SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

HAVERFORD FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/17/1998

Series 63

Date: 10/15/1998

SIE

Date: 10/1/2018

Series 7

Date: 10/8/1998

Current Firm

HAVERFORD FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAVERFORD FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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