Kenneth L. Haworth
STRATEGIC ADVISERS LLC | Investment Consultant
WOODCLIFF LAKE, NJ
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CRD#: 3126773
Professional summary
Kenneth L. Haworth, who also goes by Kenneth C Haworth, Kenneth L Haworth, Kenneth Louis Haworth, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Woodcliff Lake, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in Paramus, New Jersey.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Kenneth has worked at 6 firms and has passed the Series 65, Series 66, SIE, Series 31, Series 7, Series 24 and Series 26 exams.
Biography
As an Investment Consultant, I build strong relationships with my clients by getting to know them personally and financially. I help clients work toward their financial goals by partnering with them to co-create an investment plan that they are comfortable with. I help analyze the risks and opportunities present in their current financial situation and educate them on their options to improve their overall financial plan.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kenneth C Haworth | Kenneth L Haworth | Kenneth Louis Haworth
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-91871|OrgNmn:Pascack Ice Hockey Parent Board|Org Addr:Hillsdale,New Jersey,US|OBA Nature:Volunteer for High School Hock|Invst Rel:N|Title:No Title, volunteer role|Duties:Fund Raising, funds to be dropped off at Athletic Director's Office 2-3 times during the Hockey Season. Most of our activities are planning ev|StrtDt:09-12-22|TotHrs/mon:4|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth L. Haworth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
William Paterson University
Bachelor of Arts (BA) - Political Science
1990
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 396 North Route 17, Paramus, NJ 07652-2907RIA
CRD#: 104555
WOODCLIFF LAKE, NJ
Current
May 18, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 396 North Route 17, Paramus, NJ 07652BD
CRD#: 7784
PARAMUS, NJ
Past
September 15, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
PARAMUS, NJ
Past
September 8, 2014 - March 3, 2022
LAZARD ASSET MANAGEMENT SECURITIES LLC
BD
CRD#: 129119
NEW YORK, NY
Past
July 10, 2003 - September 10, 2014
PGIM INVESTMENTS LLC
RIA
CRD#: 105670
NEWARK, NJ
Past
December 13, 2000 - September 10, 2014
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
BD
CRD#: 18353
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/6/2025)
RR
Connecticut(5/18/2022)
RR
Delaware(1/3/2025)
RR
Florida(3/20/2023)
RR
Maine(1/9/2024)
RR
Maryland(1/3/2025)
RR
Massachusetts(6/19/2024)
RR
New Jersey(5/18/2022)
IAR
New Jersey(3/31/2025)
RR
New York(5/18/2022)
RR
North Carolina(9/25/2024)
RR
Pennsylvania(6/28/2023)
RR
South Carolina(3/26/2024)
IAR
Texas(3/31/2025)
RR
Washington(7/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Investment ConsultantCRD#: 104555Woodcliff Lake, NJTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
