JB
Jeffrey J. Biro
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Scottsdale, AZ 85251
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CRD#: 3125778
JB
Professional summary
Jeffrey Joseph Biro is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Scottsdale, Arizona and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Scottsdale, Arizona.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jeffrey has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.LEGAL SHIELD, 6900 E CAMELBACK RD, STE A39, SCOTTSDALE, AZ, 4/2015 AS REFERRAL AGENT OFFERING IDENTITY THEFT PRODUCTS AND OTHER PRE-PAID LEGAL PRODUCTS. NIR - 2/MO - 0/TRADING. 2.JEFFREY J. BIRO INC dba BIROFINANCIAL & RETIREMENT SERVICES, 6900 E CAMELBACK RD STE A39, SCOTTSDALE, AZ, 7/2002 AS PRESIDENT/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 4/WK - 0/TRADING. 3.ARIZONA COLLEGE PLANNING CONSULTANTS LLC, 6900 E CAMELBACK RD STE A39, SCOTTSDALE, AZ, 7/2005 AS PRESIDENT/COLLEGE PLANNING SPEACIALIST. NIR - 8/MO - 0/TRADING. 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5.BELLA SIRENA 901C LLC, MESA, AZ, AS OWNER OF RENTAL HOME. NIR - 2/MO - 0/TRADING. 6. ESTATE DOCUMENTS PRO, LLC, 2700 NORTH CENTRAL AVE, 9TH FLOOR, PHOENIX, AZ, TRUST SERVICES PROVIDER, LICENSEE,02/18/20, 10/MO- 0/TRADING 7. JEFF & BETH BIRO, 5135 E. Evergreen St., Unit #1256, Mesa AZ 85205, United States, START DATE: 12/01/2021, Rental Home Owner, Administrative, INV REL, 2 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Joseph Biro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 30, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 6900 E Camelback Rd. Ste A39, Scottsdale, AZ 85251RIA
CRD#: 134139
Scottsdale, AZ
Current
October 30, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 6900 E Camelback Rd. Ste A39, Scottsdale, AZ 85251BD
CRD#: 39543
Scottsdale, AZ
Past
April 22, 2009 - October 30, 2017
INVESTMENT CENTERS OF AMERICA, INC.
RIA
CRD#: 16443
SCOTTSDALE, AZ
Past
March 20, 2009 - October 30, 2017
INVESTMENT CENTERS OF AMERICA, INC.
BD
CRD#: 16443
SCOTTSDALE, AZ
Past
July 13, 2006 - March 27, 2009
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
SCOTTSDALE, AZ
Past
June 30, 2006 - March 27, 2009
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
SCOTTSDALE, AZ
Past
September 1, 2004 - July 3, 2006
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
SCOTTSDALE, AZ
Past
August 16, 2002 - September 23, 2004
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
June 7, 2002 - July 31, 2002
AFS BROKERAGE, INC.
BD
CRD#: 25924
AUSTIN, TX
Past
October 20, 1998 - June 7, 2002
CONSECO SECURITIES, INC.
BD
CRD#: 29367
CARMEL, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/30/2017)
IAR
Arizona(10/30/2017)
RR
California(10/30/2017)
RR
Colorado(10/30/2017)
RR
Idaho(10/30/2017)
RR
Montana(11/5/2019)
RR
Oregon(8/13/2024)
RR
Texas(10/30/2017)
IAR
Texas(10/30/2017)
RR
Washington(10/30/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/24/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
