DT
Daniel J. Tambellini
T. ROWE PRICE ADVISORY SERVICES
Owings Mills, MD 21117
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CRD#: 3125595
DT
Professional summary
Daniel J Tambellini, CFP®, CIMA®, who also goes by Daniel John Tambellini, is a registered financial advisor currently at T. ROWE PRICE ADVISORY SERVICES, INC. located in Owings Mills, Maryland and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Owings Mills, Maryland.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Daniel has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel John Tambellini
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
B&O RAILROAD MUSEUM; INVESTMENT RELATED; BALTIMORE, MD; BOARD MEMBER; 10/2023; 3 HOURS PER MONTH, 0 DURING TRADING; PARTICIPATE IN OVERSIGHT AND MANAGEMENT OF THE NON-PROFIT ORGANIZATION
CRS (Client Relationship Summary) - RIA
Click below to view Daniel J Tambellini's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
February 1, 2017 - Present
T. ROWE PRICE ADVISORY SERVICES, INC.
Office #1: Four Financial Center 4525 Painters Mill Road, Owings Mills, MD 21117RIA
CRD#: 108958
Owings Mills, MD
Current
January 18, 2017 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: Four Financial Center 4525 Painters Mill Road, Owings Mills, MD 21117BD
CRD#: 8348
Owings Mills, MD
Past
July 7, 2003 - January 6, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
OWINGS MILLS, MD
Past
April 12, 2002 - April 30, 2003
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
January 11, 1999 - November 16, 2001
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
T. ROWE PRICE ADVISORY SERVICES, INC.
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
RIA
Registered Investment Advisory firm - (11/17/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/20/2017)
RR
Alaska(1/20/2017)
RR
Arizona(1/20/2017)
RR
Arkansas(1/20/2017)
RR
California(1/20/2017)
RR
Colorado(1/18/2017)
RR
Connecticut(1/20/2017)
RR
Delaware(1/20/2017)
RR
District of Columbia(1/20/2017)
RR
Florida(1/20/2017)
RR
Georgia(1/20/2017)
RR
Hawaii(1/20/2017)
RR
Idaho(1/20/2017)
RR
Illinois(1/20/2017)
RR
Indiana(1/20/2017)
RR
Iowa(1/20/2017)
RR
Kansas(1/20/2017)
RR
Kentucky(1/20/2017)
RR
Louisiana(1/20/2017)
RR
Maine(1/20/2017)
RR
Maryland(1/18/2017)
IAR
Maryland(2/1/2017)
RR
Massachusetts(1/20/2017)
RR
Michigan(1/20/2017)
RR
Minnesota(1/20/2017)
RR
Mississippi(1/20/2017)
RR
Missouri(1/20/2017)
RR
Montana(1/20/2017)
RR
Nebraska(1/20/2017)
RR
Nevada(1/20/2017)
RR
New Hampshire(1/20/2017)
RR
New Jersey(1/20/2017)
RR
New Mexico(1/20/2017)
RR
New York(1/20/2017)
RR
North Carolina(1/20/2017)
RR
North Dakota(1/20/2017)
RR
Ohio(1/20/2017)
RR
Oklahoma(1/20/2017)
RR
Oregon(1/20/2017)
RR
Pennsylvania(1/20/2017)
RR
Puerto Rico(1/20/2017)
RR
Rhode Island(1/20/2017)
RR
South Carolina(1/20/2017)
RR
South Dakota(1/20/2017)
RR
Tennessee(1/20/2017)
RR
Texas(1/20/2017)
RR
Utah(1/20/2017)
RR
Vermont(1/20/2017)
RR
Virgin Islands(1/20/2017)
RR
Virginia(1/20/2017)
RR
Washington(1/20/2017)
RR
West Virginia(1/20/2017)
RR
Wisconsin(1/20/2017)
RR
Wyoming(1/20/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TR
T. ROWE PRICE ADVISORY SERVICES, INC.
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
RIA
Registered Investment Advisory firm - (11/17/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4515 Painters Mills Road, Owings Mills, MD 21117
Mailing Address
Phone number
(800) 225-5132
Established
Firm type
Fiscal year end
# of Employees
86
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
