TT
Timothy W. Thomas
EAGLE STRATEGIES LLC
METAIRIE, LA 70001
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CRD#: 3125492
TT
Professional summary
Timothy Wayne Thomas, ChFC®, who also goes by Tim Thomas, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Metairie, Louisiana and NYLIFE SECURITIES LLC located in Metairie, Louisiana.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Timothy has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim Thomas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[APPOINTED WITH VARIOUS OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; START DATE 6/2003] [THOMAS FINANCIAL GROUP, LLC; PARTNER; INVESTMENT RELATED; START DATE 10/2003; DBA USED FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS] [THOMAS GRANDCHILDRENS TRUST; OWNS REAL ESTATE THAT IS RENTED OUT; 3333 W. NAPOLEON AVE, #200, METAIRIE, LA 70001; START DATE: 05/2003; ROLE/TITLE: OWNER; INVESTMENT RELATED] [T & A THOMAS PROPERTIES, LLC; RENTAL PROPERTY; OWNER; COMPENSATION RENTAL INCOME; INVESTMENT RELATED; 3333 WEST NAPOLEON AVENUE, SUITE 200, METAIRIE, LA 70001; START DATE 04/2015; 8 HOURS PER MONTH; 2 HOURS PER MONTH DURING TRADING HOURS] [CLEARY @ WEST NAPOLEON, L.L.C.; MY FAMILY OWNS AND RENTS OUT THE LAND THAT A GASS STATION SITS ON. TRIPLE NET LEASE.; 3333 W. NAPOLEON AVE., STE. 200, METAIRIE, LA 70001; START DATE 05/2015; ROLE/TITLE: CO-MANAGER; INVESTMENT RELATED; 1 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; COMPENSATION: NONE] [JOCKO INVESTMENTS TWO, LLC; THIS ENTITY WILL OWN FAMILY VACATION PROPERTY IN ANOTHER STATE.; 3333 WEST NAPOLEON AVENUE, SUITE 200, METAIRIE, LA 70001; START DATE 08/2015; ROLE/TITLE: PARTNER; INVESTMENT RELATED; 5 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Tim Thomas Consulting; Working with NYL agents in other offices on Best Practices, Avoiding Compliance Pitfalls, and Motivational Coaching. Initially, this will be in the offices of John Schwan and Taylor Sledge; 3333 W Napoelon Ave, Suite 200, Metairie, LA 70001; Start Date 08/2017; Role/Title: Consultant; Investment Related; 12 hours per month; 10 hours per month during securities trading hours] [New Orleans Estate Planning Council; financial services education; P.O. Box 750357 � New Orleans, LA 70175; Start Date 07/2021; Role/Title: Board Member; Investment Related; 5 hours per month; 0 hours per month during securities trading hours;organizing educational meetings and asking members to present on current topics] [Thomas WNOB LLC; My family owns 1/2 of the building where myself and agents Wayne Thomas, Kent Griener, David Trepagnier, and Earl Weiser work. We rent out the first floor. I was added on as a co-manager in case something happens to my dad; 3333 W Napoleon Avenue #200, Metairie, LA 70001; Start Date 08/2024; Role/Title: co-manager; Investment Related; 0 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Wayne Thomas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 12, 2006 - Present
EAGLE STRATEGIES LLC
Office #1: 3333 W Napoleon Ave Suite 200, Metairie, LA 70001RIA
CRD#: 110826
METAIRIE, LA
Current
March 31, 2003 - Present
NYLIFE SECURITIES LLC
Office #1: 3333 W Napoleon Ave Suite 200, Metairie, LA 70001BD
CRD#: 5167
Metairie, LA
Past
May 22, 2003 - May 30, 2003
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
NEW ORLEANS, LA
Past
January 27, 1999 - February 26, 2003
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
LOS ANGELES, CA
Past
December 24, 1998 - January 7, 1999
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
December 24, 1998 - February 26, 2003
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/28/2006)
RR
Arkansas(3/7/2005)
RR
California(4/2/2003)
RR
Colorado(12/16/2024)
RR
Florida(5/3/2004)
RR
Georgia(6/15/2007)
RR
Illinois(8/2/2016)
RR
Indiana(5/23/2023)
RR
Kentucky(4/17/2018)
RR
Louisiana(4/2/2003)
IAR
Louisiana(7/12/2006)
RR
Mississippi(6/14/2004)
RR
Missouri(6/2/2025)
RR
New Jersey(5/23/2011)
RR
New York(6/29/2007)
RR
North Carolina(4/19/2018)
RR
Oklahoma(10/1/2025)
RR
Oregon(4/3/2020)
RR
Tennessee(2/9/2022)
RR
Texas(7/28/2008)
IAR
Texas(7/10/2012)
RR
Virginia(1/4/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Metairie, LA 70001TRUST BUT VERIFY
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