Brendan J. O'brien

GOLD COAST WEALTH MANAGEMENT

Jericho, NY 11753

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CRD#: 3125421

Professional summary

Brendan John O'brien, who also goes by Brendan John Obrien, is a registered financial advisor currently at GOLD COAST WEALTH MANAGEMENT, LLC located in Jericho, New York and R. F. LAFFERTY & CO., INC. located in New York, New York.

Brendan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Brendan has worked at 6 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brendan John Obrien

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GOLD COAST MULTI-ASSET FUND, LOCATED AT 575 JERICHO TURNPIKE SUITE 307 JERICHO, NY, USA, 11753 . I SPEND A TOTAL OF 80 hrs per month. I WILL PERFORM ALL GP DUTIES AND WILL PROVIDE INVESTMENT ADVISORY WORK FOR THE FUND IN ADDITION TO VARIOUS REPORTING REQUIREMENTS. GOLD COAST WEALTH MANAGEMENT INVESTMENT ADVISORY RIA - PRESIDENT - MANAGING MEMBER- 50 TO 60 HOURS A WEEK Registered Representative; R.F. Lafferty & Co. Inc.; Investment Related: Yes; Location: 40 Wall Street 29th Floor New York, NY 10005; Description of the business: Broker-Dealer; Responsibilities Duties: Qualified purchaser related third-party marketing; Start date with business: 2013-04-30; Hours devoted to business during trading hours: 5; Hours devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 5; Brendan O'Brien is a member of THE 1 TRAIN LLC, a marketing services business. His role entails assisting with the execution of the operating agreement. As a member, he contributes to operational decisions. He devotes 5 hours to this outside business activity outside of trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brendan John O'brien's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2021 - Present

GOLD COAST WEALTH MANAGEMENT, LLC

Office #1: 575 Jericho Turnpike Suite 307, Jericho, NY 11753

RIA

CRD#: 156338

Jericho, NY

Current

April 30, 2013 - Present

R. F. LAFFERTY & CO., INC.

Office #1: 40 Wall Street Suite 3602, New York, NY 10005

RIA

CRD#: 2498

NEW YORK, NY

Past

February 23, 2011 - March 25, 2013

METCIRCLE SECURITIES LLC

CRD#: 132690

NEW YORK, NY

Past

August 10, 2004 - February 9, 2006

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

July 10, 2003 - August 28, 2003

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

April 18, 2000 - July 31, 2002

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

December 16, 1999 - May 8, 2000

CANTOR FITZGERALD SECURITIES

CRD#: 19660

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GOLD COAST WEALTH MANAGEMENT, LLC

CRD#: 156338 / SEC#: 801-72197

RIA

Registered Investment Advisory firm - (3/22/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(4/30/2013)

IAR

Kentucky
(11/15/2022)

New Jersey
(4/30/2013)

New York
(4/30/2013)

IAR

New York
(8/16/2021)

IAR

Texas
(8/24/2021)

Utah
(4/30/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/29/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/12/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/22/2011

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 11/2/2004

National Commodity Futures Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

GOLD COAST WEALTH MANAGEMENT, LLC

CRD#: 156338 / SEC#: 801-72197

RIA

Registered Investment Advisory firm - (3/22/2011 Approved)

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Contact information

Main Address

575 Jericho Turnpike Suite 307, Jericho, NY 11753

Mailing Address

Phone number

(516) 274-9870

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV, PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	277
AUM (Assets Under Management)	$ 414,920,456

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brendan J. O'brien

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brendan John O'brien's CRS (Customer Relationship Summary).

Certified licenses

Experience

R. F. LAFFERTY & CO., INC.

METCIRCLE SECURITIES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

GOLDMAN SACHS & CO. LLC

CANTOR FITZGERALD SECURITIES

Primary Firm SEC Registration

GOLD COAST WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/29/2011

Series 63

Date: 4/12/2011

Series 52TO

Date: 9/25/2025

SIE

Date: 10/1/2018

Series 7

Date: 2/22/2011

Series 3

Date: 11/2/2004

FINRA

Nasdaq Stock Market

Current Firm

GOLD COAST WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GOLD COAST WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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