Leland J. Loomis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leland Judd Loomis, who also goes by Lee Loomis, was a registered financial professional .
Leland is a previously registered financial professional and started their career in finance in 1969. Leland had worked at 12 firms and has passed the Series 66, Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2000 - October 5, 2017
THE ADVISORY GROUP
February 6, 1995 - November 10, 2017
FSC SECURITIES CORPORATION
August 3, 1993 - November 10, 2017
FSC SECURITIES CORPORATION
January 20, 1993 - August 3, 1993
USLIFE EQUITY SALES CORP.
September 20, 1985 - December 31, 1992
PFS INVESTMENTS INC.
February 8, 1984 - September 19, 1985
TITAN/VALUE EQUITIES GROUP, INC.
August 13, 1981 - February 3, 1984
SOUTHMARK FINANCIAL SERVICES, INC.
February 23, 1979 - September 19, 1981
ALEXANDER & ALEXANDER SECURITIES CORP.
December 13, 1972 - May 6, 1978
TOWER SQUARE SECURITIES, INC.
November 17, 1972 - July 23, 1977
CALIFORNIA-WESTERN STATES LIFE INSURANCE COMPANY
November 17, 1972 - July 23, 1977
CAL-WESTERN SECURITIES CO.
February 10, 1972 - July 9, 1981
PACIFIC SELECT DISTRIBUTORS, LLC
October 29, 1969 - February 23, 1979
INCENTIVE INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/22/1969
Registered Representative ExaminationCurrent Firm
THE ADVISORY GROUP
CRD#: 109175 / SEC#: 801-57715
Contact information
Regulatory assets under management
| Total Number of Accounts | 724 |
| AUM (Assets Under Management) | $ 379,605,616 |
Red Flags
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