Susan Jen

GLOBALINK WEALTH MANAGEMENT

PASADENA, CA 91107

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CRD#: 3124578

Professional summary

Susan Jen, who also goes by Yuwen Jen, is a registered financial advisor currently at GLOBALINK WEALTH MANAGEMENT, LLC located in Pasadena, California and GLOBALINK SECURITIES, INC. located in Monrovia, California.

Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Susan has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Aliases

Yuwen Jen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Jen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2026 - Present

GLOBALINK WEALTH MANAGEMENT, LLC

Office #1: 3452 East Foothill Blvd. Suite 1040, Pasadena, CA 91107

RIA

CRD#: 323294

PASADENA, CA

Current

April 2, 2008 - Present

GLOBALINK SECURITIES, INC.

Office #1: 185 W Chestnut Ave,, Monrovia, CA 91016

CRD#: 29721

Monrovia, CA

Past

February 22, 2017 - December 24, 2024

TRANSGLOBAL ADVISORY, LLC

RIA

CRD#: 168709

MONROVIA, CA

Past

November 19, 2003 - February 21, 2008

NYLIFE SECURITIES LLC

CRD#: 5167

MONTERSEY PARK, CA

Past

April 10, 2001 - October 29, 2003

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

CITY OF INDUSTRY, CA

Past

October 13, 2000 - October 29, 2003

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

March 12, 1999 - October 19, 2000

FORTUNE SECURITIES, INC.

CRD#: 40821

ALHAMBRA, CA

Past

January 29, 1999 - April 8, 1999

U. S. PACIFIC FINANCIAL SERVICES, INC.

CRD#: 17423

ALHAMBRA, CA

Past

December 11, 1998 - April 6, 1999

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/2/2008)

IAR

California
(7/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/6/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/18/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/7/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GLOBALINK WEALTH MANAGEMENT, LLC

CRD#: 323294 / SEC#:

California

Registered Investment Advisory firm - (3/16/2023 Approved)

Pennsylvania

Registered Investment Advisory firm - (1/21/2026 Approved)

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Contact information

Main Address

3452 East Foothill Blvd. Suite 1040, Pasadena, CA 91107

Mailing Address

Phone number

(626) 964-5966

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	48
AUM (Assets Under Management)	$ 12,558,103

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Susan Jen

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Jen's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBALINK SECURITIES, INC.

TRANSGLOBAL ADVISORY, LLC

NYLIFE SECURITIES LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

FORTUNE SECURITIES, INC.

U. S. PACIFIC FINANCIAL SERVICES, INC.

VOYA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/6/2016

Series 63

Date: 12/18/1998

SIE

Date: 10/1/2018

Series 7

Date: 12/7/1998

FINRA

Current Firm

GLOBALINK WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GLOBALINK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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