Kathleen K. Crawford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathleen Koltes Crawford, who also goes by Mary Kathleen Crawford, Mary Kathleen Koltes, was a registered financial professional .
Kathleen is a previously registered financial professional and started their career in finance in 2003. Kathleen had worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2015 - November 18, 2020
SWEETBAY CAPITAL MANAGEMENT, LLC
November 21, 2003 - July 29, 2009
ETICO PARTNERS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
SWEETBAY CAPITAL MANAGEMENT, LLC
CRD#: 219514 / SEC#:
Contact information
Red Flags
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