Sharon D. Jones

REGIMENT SECURITIES.

CHICAGO, IL 60611

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CRD#: 3124470

Professional summary

Sharon Doster Jones, who also goes by Sharon Jones Doster, Sharon Elizabeth Doster, Sharon Doster Jones, Sharon Elizabeth Jones, Sharon Jones, is a registered financial professional currently at REGIMENT SECURITIES, LLC. located in Chicago, Illinois and HEDGECO SECURITIES, LLC located in West Palm Beach, Florida.

Sharon is registered as a RR (Registered Representative) and started their career in finance in 1999. Sharon has worked at 28 firms and has passed the Series 63, Series 6TO, Series 99TO, Series 82TO, Series 79TO, Series 52TO, SIE, Series 7, Series 6, Series 28, Series 24, Series 53 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sharon Jones Doster | Sharon Elizabeth Doster | Sharon Doster Jones | Sharon Elizabeth Jones | Sharon Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sharon Doster Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 16, 2021 - Present

REGIMENT SECURITIES, LLC.

Office #1: 420 N. Wabash Avenue, Chicago, IL 60611

CRD#: 311302

CHICAGO, IL

Current

October 7, 2021 - Present

HEDGECO SECURITIES, LLC

Office #1: 105 Narcissus Avenue Suite 701, West Palm Beach, FL 33401-5322

CRD#: 142498

West Palm Beach, FL

Current

March 25, 2022 - Present

METRIC FINANCIAL, LLC

CRD#: 33324

Suwanee, GA

Current

June 17, 2022 - Present

BRIDGE ALTERNATIVES SECURITIES, LLC.

Office #1: 840 S. Waukegan Road, Suite 202, Lake Forest, IL 60045

CRD#: 298625

LAKE FOREST, IL

Current

July 4, 2023 - Present

GB CAPITAL MARKETS LLC

Office #1: 1011 North Carolina Ave Se, Washington, DC 20003

CRD#: 25591

Washington, DC

Current

February 3, 2025 - Present

FIRST SOUTHERN, LLC

Office #1: 1720 Windward Concourse, Suite 115, Alpharetta, GA 30005

CRD#: 282756

Alpharetta, GA

Past

May 13, 2024 - November 4, 2024

PANTEK SECURITIES LLC

CRD#: 302091

SAN JUAN, PR

Past

October 29, 2021 - January 6, 2025

WATERMARK ADVISORS, LLC

CRD#: 127819

GREENVILLE, SC

Past

July 1, 2021 - December 26, 2023

LUMOS PARTNERS, LLC

CRD#: 165050

PLEASANTON, CA

Past

May 19, 2021 - March 24, 2023

ZERMATT SECURITIES LLC

CRD#: 47502

CHARLOTTE, NC

Past

September 2, 2020 - January 10, 2022

KEEL POINT CAPITAL, LLC

CRD#: 6769

Suwanne, GA

Past

September 2, 2020 - May 31, 2024

PRIME NUMBER CAPITAL, LLC

CRD#: 297029

NEW YORK, NY

Past

February 4, 2020 - April 23, 2020

FORIS CAPITAL US LLC

CRD#: 282331

ALPHARETTA, GA

Past

December 24, 2018 - February 28, 2019

EAGLES COAST CAPITAL, LLC

CRD#: 297477

CHARLESTON, SC

Past

December 6, 2018 - December 31, 2018

PRIME NUMBER CAPITAL, LLC

CRD#: 297029

NEW YORK, NY

Past

February 1, 2018 - April 10, 2018

CROWDVEST SECURITIES LLC

CRD#: 288827

HUTCHINSON ISLAND, FL

Past

November 30, 2017 - February 23, 2018

ARKADIOS CAPITAL

CRD#: 282710

Atlanta, GA

Past

June 23, 2016 - March 31, 2017

FORIS CAPITAL US LLC

CRD#: 282331

ALPHARETTA, GA

Past

January 22, 2015 - March 20, 2015

V2V SECURITIES LLC

CRD#: 131849

NEW YORK, NY

Past

December 26, 2014 - December 31, 2015

LUMOS PARTNERS, LLC

CRD#: 165050

PLEASANTON, CA

Past

September 2, 2014 - November 4, 2015

REAGAN SECURITIES, INC.

CRD#: 156034

ATLANTA, GA

Past

January 27, 2014 - April 29, 2020

SHERMAN & COMPANY LLC

CRD#: 155575

CHARLOTTE, NC

Past

December 4, 2013 - April 29, 2020

ADVANTAGE SECURITIES LLC

CRD#: 39362

CHICAGO, IL

Past

January 3, 2013 - December 31, 2013

TC2000 BROKERAGE, INC.

CRD#: 155523

CUMMING, GA

Past

January 4, 2012 - December 31, 2012

TC2000 BROKERAGE, INC.

CRD#: 155523

CUMMING, GA

Past

June 14, 2011 - December 31, 2011

SHERMAN & COMPANY LLC

CRD#: 155575

CHARLOTTE, NC

Past

March 17, 2011 - December 31, 2011

ADVANTAGE SECURITIES LLC

CRD#: 39362

CHICAGO, IL

Past

April 29, 2010 - February 27, 2012

DIVINE CAPITAL MARKETS LLC

CRD#: 118212

ALPHARETTA, GA

Past

December 23, 2009 - December 31, 2011

REALTA EQUITIES, INC.

CRD#: 23769

WILMINGTON, DE

Past

January 13, 2009 - December 31, 2011

FINTRUST BROKERAGE SERVICES, LLC

CRD#: 41608

CUMMING, GA

Past

November 21, 2008 - December 31, 2011

1ST WORLDWIDE FINANCIAL PARTNERS, LLC

CRD#: 132038

CUMMING, GA

Past

April 10, 2008 - March 3, 2011

ADVANTAGE SECURITIES LLC

CRD#: 39362

CHICAGO, IL

Past

October 19, 2007 - April 28, 2008

CERTUSSECURITIES, INC.

CRD#: 144051

ATLANTA, GA

Past

February 3, 2004 - December 7, 2005

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

January 11, 1999 - September 1, 1999

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/3/2025)

Arizona
(3/3/2025)

Arkansas
(3/3/2025)

California
(3/3/2025)

Colorado
(3/3/2025)

Connecticut
(3/3/2025)

Florida
(1/2/2024)

Georgia
(1/2/2024)

Illinois
(3/3/2025)

Indiana
(3/3/2025)

Iowa
(3/3/2025)

Kansas
(3/3/2025)

Kentucky
(3/3/2025)

Louisiana
(3/3/2025)

Maryland
(3/3/2025)

Massachusetts
(3/3/2025)

Michigan
(3/3/2025)

Missouri
(3/3/2025)

Nebraska
(3/3/2025)

Nevada
(3/3/2025)

New Hampshire
(3/3/2025)

New Jersey
(3/3/2025)

New Mexico
(3/3/2025)

New York
(3/3/2025)

North Carolina
(3/3/2025)

Ohio
(3/4/2025)

Pennsylvania
(3/3/2025)

Puerto Rico
(3/3/2025)

South Carolina
(1/2/2024)

South Dakota
(1/16/2024)

Texas
(8/20/2024)

Utah
(3/3/2025)

Virginia
(3/3/2025)

Washington
(3/3/2025)

West Virginia
(3/3/2025)

Wyoming
(3/3/2025)

Exams

State Security Law Exam

Series 63

Date: 12/21/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 82TO

Date: 1/2/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/2/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/8/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 28

Date: 1/8/2011

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/7/2009

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 8/18/2004

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 3/9/2004

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

FIRST SOUTHERN, LLC

ESH CAPITAL, LLC | GLOBAL SILICON VALLEY SECURITIES LLC | FIRST SOUTHERN, LLC

CRD#: 282756 / SEC#: , 8-69733

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

2 Tabonuco Street, Suite 200, Guaynabo, PR 00968-1772

Mailing Address

2 Tabonuco Street, Suite 200, Guaynabo, PR 00968-1772

Phone number

(770) 777-9373

Established

Puerto Rico since 02/24/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (35 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BENT, INC.	SHAREHOLDER
HEEHAW INC.	SHAREHOLDER
VSPR, INC.	SHAREHOLDER
PAGAN MARXUACH, RAFAEL ANTONIO	OWNER	2863850
HAWK, WILLIAM HEATH	PRESIDENT/CEO/MANAGING MEMBER	2494928
JACKELS, STEPHANIE KANE	FINOP/PFO	5928877
JONES, SHARON DOSTER	CHIEF COMPLIANCE OFFICER	3124470
SFYRIS, VASILEIOS ALEXIOS	MANAGING MEMBER/POO	4026992

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sharon D. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sharon Doster Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

HEDGECO SECURITIES, LLC

METRIC FINANCIAL, LLC

BRIDGE ALTERNATIVES SECURITIES, LLC.

GB CAPITAL MARKETS LLC

FIRST SOUTHERN, LLC

PANTEK SECURITIES LLC

WATERMARK ADVISORS, LLC

LUMOS PARTNERS, LLC

ZERMATT SECURITIES LLC

KEEL POINT CAPITAL, LLC

PRIME NUMBER CAPITAL, LLC

FORIS CAPITAL US LLC

EAGLES COAST CAPITAL, LLC

PRIME NUMBER CAPITAL, LLC

CROWDVEST SECURITIES LLC

ARKADIOS CAPITAL

FORIS CAPITAL US LLC

V2V SECURITIES LLC

LUMOS PARTNERS, LLC

REAGAN SECURITIES, INC.

SHERMAN & COMPANY LLC

ADVANTAGE SECURITIES LLC

TC2000 BROKERAGE, INC.

TC2000 BROKERAGE, INC.

SHERMAN & COMPANY LLC

ADVANTAGE SECURITIES LLC

DIVINE CAPITAL MARKETS LLC

REALTA EQUITIES, INC.

FINTRUST BROKERAGE SERVICES, LLC

1ST WORLDWIDE FINANCIAL PARTNERS, LLC

ADVANTAGE SECURITIES LLC

CERTUSSECURITIES, INC.

TRUIST INVESTMENT SERVICES, INC.

FSC SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 12/21/2009

Series 6TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 82TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/2/2004

Series 6

Date: 1/8/1999

Series 28

Date: 1/8/2011

Series 24

Date: 1/7/2009

Series 53

Date: 8/18/2004

Series 4

Date: 3/9/2004

FINRA

Current Firm

FIRST SOUTHERN, LLC

Contact information

FINRA licenses (35 States and Territories)