Matthew D. Wentland
Professional summary
Matthew David Wentland is a registered financial professional currently at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newark, New Jersey.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1998. Matthew has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew David Wentland's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2012 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Office #1: 655 Broad Street, Newark, NJ 07102March 30, 2022 - December 20, 2024
PRUCO SECURITIES, LLC.
July 24, 2009 - July 31, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC
August 1, 2006 - July 31, 2012
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
August 1, 2006 - August 23, 2012
HIMCO DISTRIBUTION SERVICES COMPANY
August 1, 2006 - August 24, 2012
HARTFORD FUNDS DISTRIBUTORS, LLC
November 18, 2005 - July 7, 2006
NYLIFE DISTRIBUTORS LLC
February 17, 2005 - July 20, 2006
NYLIFE SECURITIES LLC
October 30, 1998 - August 23, 2000
NATIXIS DISTRIBUTION, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD#: 18353 / SEC#: , 8-36540
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIFM HOLDCO, LLC | SOLE MEMBER | |
| HENNING, MEREDITH FARWELL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4315489 |
| LEE, H SOO | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 6834507 |
| LEIBOWITZ, KAREN | PRESIDENT | 2693999 |
| PRUZINSKY, KRISTIN ANNE | SENIOR VICE PRESIDENT AND CHIEF PRODUCT OFFICER | 5347722 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| TAITE, LOUIS ANTHONY | CHIEF OPERATIONS OFFICER AND SENIOR VICE PRESIDENT | 5065572 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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