Carlton L. Davis

REALM INVESTMENT CONSULTING LLC

Cary, NC 27518

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CRD#: 3124138

Professional summary

Carlton Luke Davis JR., CFP®, who also goes by Carl Davis, Carlton Davis, is a registered financial advisor currently at REALM INVESTMENT CONSULTING LLC located in Cary, North Carolina.

Carlton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Carlton has worked at 3 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carl Davis | Carlton Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Adjunct Professor of Finance at North Carolina State University and High Point University.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlton Luke Davis JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

December 23, 2016 - Present

REALM INVESTMENT CONSULTING LLC

Office #1: 2500 Regency Parkway, Cary, NC 27518

RIA

CRD#: 171634

Cary, NC

Past

June 6, 2016 - July 27, 2016

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

Chapel Hill, NC

Past

March 20, 2003 - May 23, 2006

CROSSROADS ASSET MANAGEMENT, INC.

RIA

CRD#: 126035

RALEIGH, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(12/23/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 9/5/1998

General Securities Representative Examination

Current Firm

REALM INVESTMENT CONSULTING LLC

ELMER JR., ROGER RONAL | REALM INVESTMENT CONSULTING LLC

CRD#: 171634 / SEC#:

North Carolina

Registered Investment Advisory firm - (6/19/2014 Approved)

Virginia

Registered Investment Advisory firm - (3/15/2023 Approved)

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Contact information

Main Address

2500 Regency Parkway, Cary, NC 27518

Mailing Address

Phone number

(919) 280-8600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	84
AUM (Assets Under Management)	$ 76,026,029

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carlton L. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlton Luke Davis JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

REALM INVESTMENT CONSULTING LLC

TRUIST ADVISORY SERVICES, INC.

CROSSROADS ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 7

Date: 9/5/1998

Current Firm

REALM INVESTMENT CONSULTING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

REALM INVESTMENT CONSULTING LLC

TRUST BUT VERIFY

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