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DP

Daniel Padilla

SAN BLAS SECURITIES LLC
Tampa, FL 33624
Some features on this profile are disabled
CRD#: 3123672
DP

Professional summary

Daniel Padilla JR is a registered financial professional currently at SAN BLAS SECURITIES LLC located in Tampa, Florida.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2001. Daniel has worked at 5 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 11, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Padilla JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 23, 2019 - Present

SAN BLAS SECURITIES LLC

Office #1: 3853 Northdale Blvd Ste 370, Tampa, FL 33624
BD
CRD#: 290605
Tampa, FL
Past

September 30, 2014 - November 22, 2019

IFS SECURITIES

BD
CRD#: 40375
TAMPA,, FL
Past

May 25, 2011 - October 2, 2014

DIVINE CAPITAL MARKETS LLC

BD
CRD#: 118212
TAMPA, FL
Past

September 27, 2004 - May 24, 2011

SETON SECURITIES GROUP, INC.

BD
CRD#: 18044
UNION BEACH, NJ
Past

April 9, 2001 - September 29, 2004

MAGNA

BD
CRD#: 30935
NEW YORK CITY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(10/10/2023)
RR
Arizona
(8/28/2023)
RR
Arkansas
(6/2/2021)
RR
California
(4/22/2021)
RR
Colorado
(3/23/2022)
RR
Connecticut
(10/17/2019)
RR
Delaware
(5/2/2023)
RR
District of Columbia
(4/30/2021)
RR
Florida
(1/10/2020)
RR
Georgia
(8/28/2023)
RR
Illinois
(4/22/2021)
RR
Kansas
(3/23/2022)
RR
Maine
(6/7/2022)
RR
Massachusetts
(3/11/2021)
RR
Michigan
(8/28/2023)
RR
Missouri
(12/18/2020)
RR
Nebraska
(1/6/2021)
RR
Nevada
(1/5/2022)
RR
New Hampshire
(1/5/2021)
RR
New Jersey
(9/28/2021)
RR
New York
(8/23/2019)
RR
Oregon
(12/4/2020)
RR
Puerto Rico
(6/18/2020)
RR
South Dakota
(2/2/2023)
RR
Texas
(8/28/2023)
RR
Virginia
(5/4/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 2/7/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 4/22/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 4/21/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 11/18/2003
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 4/12/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 11
Date: 3/7/2001
Assistant Representative-Order Processing Qualification Exam
Principal/Supervisory Exam
RR
Series 14
Date: 8/1/2024
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/16/2013
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SB
SAN BLAS SECURITIES LLC
IFS CAPITAL MARKETS, LLC | SAN BLAS SECURITIES LLC

CRD#: 290605 / SEC#: , 8-70036

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
233 S Wacker Dr Suite 4400, Chicago, IL 60606
Mailing Address
3424 Peachtree Rd. Ne Suite 2200, Atlanta, GA 30326-1184
Phone number
(773) 661-4448
Established
Delaware since 04/13/2017
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IFS GROUP, INCDIRECT OWNER
CARTER, ANA ROUMENOVAFINOP4424794
PADILLA, DANIEL JRCCO3123672
PADILLA, DANIEL JRCEO3123672

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAN BLAS SECURITIES LLC

CRD#: 290605Tampa, FL 33624

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