DH
David J. Hindler
HCR WEALTH ADVISORS
Los Angeles, CA 90024
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CRD#: 3123405
DH
Professional summary
David Joseph Hindler is a registered financial advisor currently at HCR WEALTH ADVISORS located in Los Angeles, California and INVESTMENT SECURITY CORPORATION located in Los Angeles, California.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. David has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) I AM A FINANCIAL ADVISOR OF HCR WEALTH ADVISORS, INC., 10866 Wilshire Blvd., Suite 1600, LOS ANGELES, CA 90024; INVESTMENT-RELATED; PROVIDING INVESTMENT ADVISORY AND FINANCIAL PLANNING SERVICES; MY DUTIES ARE PROVIDING INVESTMENT AND FINANCIAL ADVICE AND RELATED SERVICES; START DATE 06/2000; I DEVOTE 55 HOURS PER MONTH; I DEVOTE 4 TO 5 HOURS PER DAY DURING SECURITIES TRADING HOURS
(2) I AM PRESIDENT, DIRECTOR, AND OWNER OF BRENTWOOD ALLIANCE FINANCIAL & INSURANCE SERVICES, INC.; 10866 Wilshire Blvd., Suite 1600, LOS ANGELES, CA 90024; INVESTMENT-RELATED; FIXED INSURANCE BUSINESS; MY DUTY IS BUSINESS RELATED MANAGEMENT AND DEVELOPMENT; START DATE 2008; I DEVOTE 0 HOURS PER MONTH; I DEVOTE 0 HOURS PER DAY DURING SECURITIES TRADING HOURS
(3) I AM PRESIDENT, DIRECTOR, AND OWNER OF HINDLER FINANCIAL SERVICES, INC., 10866 Wilshire Blvd., Suite 1600, LOS ANGELES, CA 90024; NOT INVESTMENT RELATED; CONTRACTS WITH HCR TO PROVIDE SERVICES; START DATE 2005; HOURS SAME AS HCR
CRS (Client Relationship Summary) - RIA
Click below to view David Joseph Hindler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 14, 2022 - Present
HCR WEALTH ADVISORS
Office #1: 10866 Wilshire Blvd. Suite 1600, Los Angeles, CA 90024RIA
CRD#: 108676
Los Angeles, CA
Current
August 7, 2002 - Present
INVESTMENT SECURITY CORPORATION
Office #1: 10866 Wilshire Blvd. Suite 1600, Los Angeles, CA 90024BD
CRD#: 47536
Los Angeles, CA
Past
January 16, 2007 - December 31, 2021
HCR WEALTH ADVISORS
RIA
CRD#: 108676
LOS ANGELES, CA
Past
June 26, 2000 - July 25, 2002
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
October 20, 1998 - April 28, 2000
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HCR WEALTH ADVISORS
HCR WEALTH ADVISORS | HELLER CAPITAL RESOURCES FINANCIAL & INSURANCE SERVICES INC. | HELLER CAPITAL RESOURCES
CRD#: 108676 / SEC#: 801-56452
RIA
Registered Investment Advisory firm - (4/16/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/7/2002)
IAR
California(1/14/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HW
HCR WEALTH ADVISORS
HCR WEALTH ADVISORS | HELLER CAPITAL RESOURCES FINANCIAL & INSURANCE SERVICES INC. | HELLER CAPITAL RESOURCES
CRD#: 108676 / SEC#: 801-56452
RIA
Registered Investment Advisory firm - (4/16/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10866 Wilshire Blvd. Suite 1600, Los Angeles, CA 90024
Mailing Address
Phone number
(310) 473-5445
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,205 |
| AUM (Assets Under Management) | $ 1,676,210,398 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 02/24/2025 | ||
| 05/01/2024 | ||
| 01/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
