Vincent M. Lorusso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Michael Lorusso JR was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1998. Vincent had worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2018 - July 13, 2020
ALPS DISTRIBUTORS, INC.
November 13, 2000 - May 21, 2004
NATIXIS DISTRIBUTION, LLC
December 15, 1998 - June 22, 2000
NATIXIS DISTRIBUTION, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 7/3/2022
General Securities Representative ExaminationCurrent Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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