Gary J. Yannazzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary James Yannazzo was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1998. Gary had worked at 3 firms and has passed the Series 62, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2008 - December 18, 2012
EIM SECURITIES (USA) INC.
October 24, 2005 - October 31, 2006
LONGSHIP ALTERNATIVE ASSET MANAGEMENT
October 29, 1998 - July 25, 2003
KENMAR SECURITIES, L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 9/11/2010
Corporate Securities Limited Representative ExaminationSeries 28
Date: 10/15/1998
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
EIM SECURITIES (USA) INC.
CRD#: 40065 / SEC#: , 8-48974
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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