Benjamin W. Barton
Professional summary
Benjamin Westcott Barton, who also goes by Benjamin W Barton, Benjamin Westcott Barton, Wes Barton, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 1999. Benjamin has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Westcott Barton's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 29, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901June 11, 2021 - August 30, 2023
LOCKTON INVESTMENT SECURITIES, LLC
January 16, 2019 - October 23, 2019
BBVA SECURITIES INC.
August 9, 2011 - December 14, 2018
WELLS FARGO SECURITIES, LLC
August 21, 2006 - July 29, 2011
ALLSPRING FUNDS DISTRIBUTOR, LLC
August 2, 2004 - August 22, 2006
WELLS FARGO INVESTMENTS, LLC
May 3, 2004 - June 7, 2004
STOCKS 4 LESS, INC.
August 22, 2002 - June 7, 2004
NATIONAL CLEARING CORP.
January 13, 2000 - July 16, 2001
SHARE KING, LLC
August 25, 1999 - December 31, 1999
ACUMENT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/29/2023)
(8/29/2023)
(8/29/2023)
(7/31/2025)
(8/29/2023)
(8/6/2024)
(2/18/2025)
(10/2/2024)
(8/29/2023)
(8/29/2023)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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