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JC

John R. Campbell

Some features on this profile are disabled
CRD#: 3122355
JC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John R Campbell, who also goes by Jack Campbell, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1999. John had worked at 6 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 82TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jack Campbell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 23, 2014 - July 7, 2020

ECOBAN SECURITIES CORPORATION

BD
CRD#: 29112
NEW ROCHELLE, NY
Past

November 4, 2011 - August 12, 2013

STORMHARBOUR SECURITIES LP

BD
CRD#: 35997
NEW YORK, NY
Past

March 1, 2011 - November 10, 2011

ECOBAN SECURITIES CORPORATION

BD
CRD#: 29112
NEW ROCHELLE, NY
Past

February 13, 2008 - March 9, 2009

DEPFA FIRST ALBANY SECURITIES, LLC

BD
CRD#: 144232
NEW YORK, NY
Past

May 8, 2007 - January 14, 2008

HYPO CAPITAL MARKETS, INC.

BD
CRD#: 133816
NEW YORK, NY
Past

May 11, 2006 - May 16, 2006

ZENITH SECURITIES LLC

BD
CRD#: 138135
STAMFORD, CT
Past

January 29, 1999 - December 31, 2002

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/10/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/5/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/5/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 12/5/2022
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/27/1999
General Securities Representative Examination

Current Firm

ES
ECOBAN SECURITIES CORPORATION
ECOBAN SECURITIES CORPORATION | ECSEC CORPORATION

CRD#: 29112 / SEC#: , 8-39753

BD
Terminated by SEC on 10/12/2024
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 09/08/1987
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
DEGOT,STEPHEN PARE TRUST 2/17/2001OWNER
DE GOT, KENNETH PHILBININTERIM FINOP1664674
DEGOT, STEPHEN PARECCO, TRUSTEE1408549

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ECOBAN SECURITIES CORPORATION

CRD#: 29112

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